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First Trust Materials AlphaDEX Fund

42 hedge funds and large institutions have $126M invested in First Trust Materials AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more capital invested

Capital invested by funds: $108M → $126M (+$18.6M)

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

10.32% more ownership

Funds ownership: 54.31%64.63% (+10%)

13% less funds holding

Funds holding: 4842 (-6)

31% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 13

Holders
42
Holders Change
-6
Holders Change %
-12.5%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
16
Reduced
14
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BFA
1
Beaumont Financial Advisors
Massachusetts
$32.3M +$31.9M +1,016,301 New
Wells Fargo
2
Wells Fargo
California
$18.9M +$744K +23,729 +4%
Morgan Stanley
3
Morgan Stanley
New York
$18M -$763K -24,335 -4%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$9.03M +$8.46M +269,856 +1,900%
Bank of America
5
Bank of America
North Carolina
$7.96M -$3.29M -104,808 -30%
SAM
6
SignalPoint Asset Management
Missouri
$6.59M +$3.29M +105,032 +103%
AIM
7
Astor Investment Management
Illinois
$4.65M +$932K +29,736 +25%
UBS Group
8
UBS Group
Switzerland
$4.4M +$138K +4,403 +3%
RJA
9
Raymond James & Associates
Florida
$4.36M -$496K -15,817 -10%
Jane Street
10
Jane Street
New York
$3.45M +$2.68M +85,588 +371%
BTS
11
BB&T Securities
Virginia
$2.44M +$240K +7,665 New
CS
12
Credit Suisse
Switzerland
$2.38M +$771K +24,581 +49%
LPL Financial
13
LPL Financial
California
$1.53M +$271K +8,636 +22%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.31M -$4.97M -158,659 -79%
Creative Planning
15
Creative Planning
Kansas
$1.02M +$1M +32,000 New
ACM
16
Aviance Capital Management
Florida
$984K +$710K +22,647 +272%
RPG
17
Risk Paradigm Group
Texas
$797K +$786K +25,065 New
Citadel Advisors
18
Citadel Advisors
Florida
$781K -$1.38M -44,121 -64%
RIA
19
Regal Investment Advisors
Michigan
$665K -$690 -22 -0.1%
FIM
20
Freedom Investment Management
Connecticut
$609K +$294K +9,380 +96%
Stifel Financial
21
Stifel Financial
Missouri
$486K -$6.32M -201,647 -93%
TRCT
22
Tower Research Capital (TRC)
New York
$471K -$1.83M -58,473 -80%
VKH
23
Virtu KCG Holdings
New York
$467K +$125K +3,971 +37%
ACM
24
Argentus Capital Management
Texas
$448K +$442K +14,082 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$424K -$152K -4,853 -27%

FXZ Hedge Fund Activity: Q1 2015 in Review

42 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q1 2015, worth a combined $126M — up 17% from $108M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FXZ and 9 opened new positions — a net loss of 4 holders — while 14 trimmed existing stakes and 16 added.

The largest buyer was Beaumont Financial Advisors, opening a new position worth an estimated $31.9M. The largest seller was BBVA USA Bancshares, exiting entirely with an estimated $7.48M sold.

  • 42 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q1 2015, down from 48 in Q4 2014.
  • Funds reported $126M of First Trust Materials AlphaDEX Fund stock for Q1 2015, up 17% quarter-over-quarter.
  • 9 funds opened new First Trust Materials AlphaDEX Fund positions in Q1 2015 and 13 closed out, a net change of -4 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q1 2015 was Beaumont Financial Advisors, an estimated $31.9M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q1 2015 was BBVA USA Bancshares, an estimated $7.48M sold.

Based on aggregated 13F filings for Q1 2015.