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First Trust Materials AlphaDEX Fund

102 hedge funds and large institutions have $343M invested in First Trust Materials AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 31 funds opening new positions, 48 increasing their positions, 12 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 12

288% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 8

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

75% more capital invested

Capital invested by funds: $195M → $343M (+$147M)

28% more funds holding

Funds holding: 80102 (+22)

1.98% less ownership

Funds ownership: 68.59%66.61% (-2%)

Holders
102
Holders Change
+22
Holders Change %
+27.5%
% of All Funds
1.78%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
31
Increased
48
Reduced
12
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$55.4M +$14.6M +246,897 +34%
Wells Fargo
2
Wells Fargo
California
$51.4M +$15M +253,750 +40%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$26.9M +$23.9M +404,496 +635%
Bank of America
4
Bank of America
North Carolina
$25.4M +$9.08M +153,402 +53%
LPL Financial
5
LPL Financial
California
$19.8M +$9.96M +168,204 +95%
RJA
6
Raymond James & Associates
Florida
$10.8M +$5.49M +92,783 +98%
SL
7
Savior LLC
Massachusetts
$9.4M -$71K -1,200 -0.7%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$7.57M +$2.6M +43,954 +50%
NA
9
Navellier & Associates
Nevada
$7.44M +$7.67M +129,490 New
Goldman Sachs
10
Goldman Sachs
New York
$7.32M +$4.58M +77,332 +155%
Ameriprise
11
Ameriprise
Minnesota
$7.29M +$3.18M +53,788 +74%
UBS Group
12
UBS Group
Switzerland
$6.96M +$1.35M +22,885 +23%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$6.91M +$4.98M +84,063 +232%
FEM
14
Fulcrum Equity Management
Texas
$5.63M +$5.36M +90,620 +1,247%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$5.55M +$5.02M +84,777 +717%
Truist Financial
16
Truist Financial
North Carolina
$5.21M +$2.6M +43,947 +94%
VCM
17
Virtue Capital Management
Tennessee
$5.18M +$1.34M +22,617 +34%
FMP
18
Financial Management Professionals
Texas
$5.16M -$511K -8,638 -9%
PFA
19
Plotkin Financial Advisors
Maryland
$4.8M +$4.94M +83,417 New
Baird Financial Group
20
Baird Financial Group
Wisconsin
$4.62M +$662K +11,190 +16%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$4.03M +$359K +6,067 +9%
HighTower Advisors
22
HighTower Advisors
Illinois
$3.23M +$1.09M +18,481 +49%
SI
23
Stephens Inc
Arkansas
$3.19M -$386K -6,527 -11%
Osaic Holdings
24
Osaic Holdings
Arizona
$3.18M +$696K +11,754 +27%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$3.16M +$1.36M +22,931 +72%

FXZ Hedge Fund Activity: Q2 2021 in Review

102 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q2 2021, worth a combined $343M — up 75% from $195M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new FXZ positions and 8 closed out — a net gain of 23 holders — while 48 added to existing stakes and 12 trimmed.

The largest buyer was Raymond James Financial Services Advisors, adding an estimated $23.9M. The largest seller was Independent Advisor Alliance, exiting entirely with an estimated $1.36M sold.

  • 102 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q2 2021, up from 80 in Q1 2021.
  • Funds reported $343M of First Trust Materials AlphaDEX Fund stock for Q2 2021, up 75% quarter-over-quarter.
  • 31 funds opened new First Trust Materials AlphaDEX Fund positions in Q2 2021 and 8 closed out, a net change of +23 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q2 2021 was Raymond James Financial Services Advisors, an estimated $23.9M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q2 2021 was Independent Advisor Alliance, an estimated $1.36M sold.

Based on aggregated 13F filings for Q2 2021.