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First Trust Materials AlphaDEX Fund

51 hedge funds and large institutions have $56.7M invested in First Trust Materials AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

13% more funds holding

Funds holding: 4551 (+6)

10% more capital invested

Capital invested by funds: $51.5M → $56.7M (+$5.22M)

2.03% less ownership

Funds ownership: 55.99%53.96% (-2%)

13% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 16

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
51
Holders Change
+6
Holders Change %
+13.33%
% of All Funds
1.03%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
10
Increased
14
Reduced
16
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.96M +$2.11M +56,665 +31%
SL
2
Savior LLC
Massachusetts
$7.51M +$150K +4,034 +2%
FEM
3
Fulcrum Equity Management
Texas
$5.72M -$2.18M -58,396 -28%
NA
4
Navellier & Associates
Nevada
$5.69M -$1.72M -46,086 -23%
Wells Fargo
5
Wells Fargo
California
$5.63M +$411K +11,031 +8%
Bank of America
6
Bank of America
North Carolina
$3.52M -$483K -12,949 -12%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.91M -$830K -22,247 -22%
LPL Financial
8
LPL Financial
California
$1.56M +$381K +10,228 +33%
FAIM
9
Financial Advocates Investment Management
Washington
$1.46M +$1.45M +38,781 New
UBS Group
10
UBS Group
Switzerland
$1.25M +$1.79K +48 +0.1%
Truist Financial
11
Truist Financial
North Carolina
$1.25M +$138K +3,699 +13%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.11M -$79.5K -2,131 -7%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.03M +$400K +10,723 +64%
MPW
14
Monterey Private Wealth
California
$822K -$50.1K -1,343 -6%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$817K -$3.36K -90 -0.4%
Citadel Advisors
16
Citadel Advisors
Florida
$784K -$1.01M -27,183 -57%
SWP
17
Stratos Wealth Partners
Ohio
$757K +$752K +20,173 New
RJA
18
Raymond James & Associates
Florida
$746K +$442K +11,848 +148%
KPWS
19
Kestra Private Wealth Services
Texas
$693K +$688K +18,456 New
FTUS
20
Flow Traders U.S.
New York
$640K +$636K +17,047 New
Osaic Holdings
21
Osaic Holdings
Arizona
$509K -$81.7K -2,190 -14%
ACP
22
Aveo Capital Partners
Colorado
$486K +$9.66K +259 +2%
TRCT
23
Tower Research Capital (TRC)
New York
$417K +$110K +2,943 +36%
RFWA
24
RPg Family Wealth Advisory
Massachusetts
$344K -$8.43K -226 -2%
Ameriprise
25
Ameriprise
Minnesota
$340K +$10.2K +273 +3%

FXZ Hedge Fund Activity: Q3 2020 in Review

51 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q3 2020, worth a combined $56.7M — up 10% from $51.5M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FXZ positions and 3 closed out — a net gain of 7 holders — while 14 added to existing stakes and 16 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.11M. The largest seller was Fulcrum Equity Management, cutting an estimated $2.18M.

  • 51 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q3 2020, up from 45 in Q2 2020.
  • Funds reported $56.7M of First Trust Materials AlphaDEX Fund stock for Q3 2020, up 10% quarter-over-quarter.
  • 10 funds opened new First Trust Materials AlphaDEX Fund positions in Q3 2020 and 3 closed out, a net change of +7 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q3 2020 was Morgan Stanley, an estimated $2.11M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q3 2020 was Fulcrum Equity Management, an estimated $2.18M sold.

Based on aggregated 13F filings for Q3 2020.