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First Trust Materials AlphaDEX Fund
FXZ

Overview Fund Activity

60 hedge funds and large institutions have $698M invested in First Trust Materials AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 34 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
60
Holders Change
+12
Holders Change %
+25%
% of All Funds
1.73%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.09%
New
15
Increased
34
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FSIM
F-Squared Investment Management
Massachusetts
+$145M
2
Bank of America
Bank of America
North Carolina
+$59M
3
BTS
BB&T Securities
Virginia
+$26.2M
4
PPA
Parametric Portfolio Associates
Washington
+$18.9M
5
Morgan Stanley
Morgan Stanley
New York
+$10.6M

Top Sellers

1
FA
FDx Advisors
Illinois
-$1.9M
2
BCM
Barometer Capital Management
Ontario, Canada
-$405K
3
SFU
Stonehage Fleming (UK)
United Kingdom
-$322K
4
CS
Credit Suisse
Switzerland
-$120K
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$89K
Name Holding Trade Value Shares
Change 		Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$293M +$145M +4,354,944 +98%
Bank of America
2
Bank of America
North Carolina
$69.4M +$59M +1,772,558 +571%
BTS
3
BB&T Securities
Virginia
$61.6M +$26.2M +78,798 +74%
Morgan Stanley
4
Morgan Stanley
New York
$48.3M +$10.6M +318,891 +28%
Wells Fargo
5
Wells Fargo
California
$46M +$1.28M +38,310 +3%
PPA
6
Parametric Portfolio Associates
Washington
$43.6M +$18.9M +567,630 +77%
BFA
7
Beaumont Financial Advisors
Massachusetts
$23.9M +$10.2M +305,997 +74%
U
8
UBS
Switzerland
$20.2M +$1.68M +50,519 +9%
PI
9
Placemark Investments
Illinois
$13.7M +$7.02M +210,944 +106%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$11.3M +$1.87M +56,230 +20%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$7.92M +$3.79M +113,688 +92%
SAM
12
Stringer Asset Management
Tennessee
$5.78M +$1.21M +36,228 +26%
Stifel Financial
13
Stifel Financial
Missouri
$5.64M +$5.64M +169,455 New
RJA
14
Raymond James & Associates
Florida
$5.54M +$1.96M +58,925 +55%
HighTower Advisors
15
HighTower Advisors
Illinois
$3.64M +$723K +21,718 +25%
SAM
16
SignalPoint Asset Management
Missouri
$3.23M +$138K +4,152 +4%
VFS
17
VSR Financial Services
Kansas
$2.97M +$2.65M +79,456 +828%
WA
18
WESPAC Advisors
California
$2.79M +$341K +10,230 +14%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$2.69M +$1.38M +41,324 +105%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$2.45M +$344K +10,332 +16%
BRWM
21
B. Riley Wealth Management
Tennessee
$2.25M +$2.25M +67,429 New
AP
22
Advisors Preferred
Maryland
$2.15M +$1.2M +35,949 +125%
LPL Financial
23
LPL Financial
California
$2.13M +$959K +28,796 +82%
WF
24
WealthTrust Fairport
Ohio
$2.1M +$258K +7,742 +14%
FA
25
FDx Advisors
Illinois
$1.92M -$1.9M -56,920 -50%
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