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First Trust Materials AlphaDEX Fund
FXZ

Overview Fund Activity

61 hedge funds and large institutions have $594M invested in First Trust Materials AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 34 increasing their positions, 20 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
61
Holders Change
-10
Holders Change %
-14.08%
% of All Funds
1.77%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
4
Increased
34
Reduced
20
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
FSIM
F-Squared Investment Management
Massachusetts
+$62.9M
2
BTS
BB&T Securities
Virginia
+$17.3M
3
BFA
Beaumont Financial Advisors
Massachusetts
+$9.01M
4
PPA
Parametric Portfolio Associates
Washington
+$5.24M
5
Bank of America
Bank of America
North Carolina
+$5.1M

Top Sellers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$6.89M
2
SAM
Stringer Asset Management
Tennessee
-$6.73M
3
Morgan Stanley
Morgan Stanley
New York
-$3.42M
4
CS
Credit Suisse
Switzerland
-$2.87M
5
SI
Stephens Inc
Arkansas
-$2.1M
Name Holding Trade Value Shares
Change 		Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$264M +$62.9M +1,957,513 +31%
BTS
2
BB&T Securities
Virginia
$55.7M +$17.3M +53,868 +45%
Wells Fargo
3
Wells Fargo
California
$50.3M +$2.51M +78,268 +5%
Morgan Stanley
4
Morgan Stanley
New York
$49.4M -$3.42M -106,469 -6%
PPA
5
Parametric Portfolio Associates
Washington
$32.9M +$5.24M +163,232 +19%
BFA
6
Beaumont Financial Advisors
Massachusetts
$30.5M +$9.01M +280,416 +42%
Bank of America
7
Bank of America
North Carolina
$26.4M +$5.1M +158,747 +24%
U
8
UBS
Switzerland
$12.8M +$1.59M +49,436 +14%
PI
9
Placemark Investments
Illinois
$12M +$3.21M +99,935 +37%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$7.32M +$586K +18,228 +9%
Stifel Financial
11
Stifel Financial
Missouri
$6.76M +$818K +25,479 +14%
RJA
12
Raymond James & Associates
Florida
$4.75M -$123K -3,843 -3%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$3.62M -$6.89M -214,540 -66%
SAM
14
SignalPoint Asset Management
Missouri
$3.08M +$25.5K +793 +0.8%
HighTower Advisors
15
HighTower Advisors
Illinois
$3.02M -$126K -3,920 -4%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$2.94M +$2.94M +91,684 New
AIM
17
Astor Investment Management
Illinois
$2.71M +$729K +22,707 +37%
WA
18
WESPAC Advisors
California
$2.48M +$542K +16,870 +28%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$2.21M -$233K -7,250 -10%
Goldman Sachs
20
Goldman Sachs
New York
$2.08M +$1.84M +57,288 +758%
WF
21
WealthTrust Fairport
Ohio
$2M +$115K +3,587 +6%
CS
22
Credit Suisse
Switzerland
$1.59M -$2.87M -89,207 -64%
BRWM
23
B. Riley Wealth Management
Tennessee
$1.44M -$442K -13,753 -23%
LPL Financial
24
LPL Financial
California
$1.41M -$1.57M -50,000 -53%
VKH
25
Virtu KCG Holdings
New York
$1.33M +$962K +29,997 +262%
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