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First Trust Materials AlphaDEX Fund

61 hedge funds and large institutions have $53.3M invested in First Trust Materials AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 16 increasing their positions, 23 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

3% more funds holding

Funds holding: 5961 (+2)

11.2% less ownership

Funds ownership: 55.21%44.01% (-11%)

23% less capital invested

Capital invested by funds: $69M → $53.3M (-$15.7M)

30% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 23

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
61
Holders Change
+2
Holders Change %
+3.39%
% of All Funds
1.34%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
16
Reduced
23
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$7.09M +$1.64M +44,207 +30%
Morgan Stanley
2
Morgan Stanley
New York
$6.67M -$2.23M -60,270 -25%
Bank of America
3
Bank of America
North Carolina
$5.95M -$956K -25,837 -14%
VCM
4
Virtue Capital Management
Tennessee
$3.63M +$3.6M +97,408 New
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$3.13M +$198K +5,357 +7%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.68M +$11.1K +299 +0.4%
LPL Financial
7
LPL Financial
California
$2.08M -$239K -6,471 -10%
Citadel Advisors
8
Citadel Advisors
Florida
$1.84M +$1.35M +36,509 +284%
Goldman Sachs
9
Goldman Sachs
New York
$1.75M +$1.74M +47,098 New
ACP
10
Aveo Capital Partners
Colorado
$1.64M -$32.7K -884 -2%
UBS Group
11
UBS Group
Switzerland
$1.42M +$83K +2,244 +6%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$1.05M -$35.6K -962 -3%
OAM
13
Occidental Asset Management
California
$1.02M +$1.02M +27,477 New
SB
14
Suntrust Banks
Georgia
$1.01M +$15.5K +418 +1%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$979K -$1.59M -43,002 -62%
Ameriprise
16
Ameriprise
Minnesota
$887K -$955K -25,805 -52%
QCIG
17
Quad-Cities Investment Group
Iowa
$774K +$7.77K +210 +1%
AA
18
Advisory Alpha
Michigan
$730K +$764K +20,659 New
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$657K -$527K -14,229 -45%
AW
20
ACG Wealth
Georgia
$653K -$3.74K -101 -0.6%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$649K -$40.5K -1,095 -6%
AG
22
Advisor Group
Arizona
$583K +$14.8K +400 +3%
Jane Street
23
Jane Street
New York
$578K -$588K -15,883 -51%
LFAS
24
Level Four Advisory Services
Texas
$516K -$2K -54 -0.4%
TRCT
25
Tower Research Capital (TRC)
New York
$450K +$84.1K +2,273 +23%

FXZ Hedge Fund Activity: Q3 2019 in Review

61 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q3 2019, worth a combined $53.3M — down 23% from $69M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FXZ positions and 9 closed out — a net gain of 3 holders — while 16 added to existing stakes and 23 trimmed.

The largest buyer was Virtue Capital Management, opening a new position worth an estimated $3.6M. The largest seller was Fulcrum Equity Management, cutting an estimated $18M.

  • 61 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q3 2019, up from 59 in Q2 2019.
  • Funds reported $53.3M of First Trust Materials AlphaDEX Fund stock for Q3 2019, down 23% quarter-over-quarter.
  • 12 funds opened new First Trust Materials AlphaDEX Fund positions in Q3 2019 and 9 closed out, a net change of +3 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q3 2019 was Virtue Capital Management, an estimated $3.6M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q3 2019 was Fulcrum Equity Management, an estimated $18M sold.

Based on aggregated 13F filings for Q3 2019.