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First Trust Materials AlphaDEX Fund

59 hedge funds and large institutions have $69M invested in First Trust Materials AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 22 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 12

10.12% more ownership

Funds ownership: 45.09%55.21% (+10%)

6% more capital invested

Capital invested by funds: $65.2M → $69M (+$3.76M)

2% less funds holding

Funds holding: 6059 (-1)

27% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 22

Holders
59
Holders Change
-1
Holders Change %
-1.67%
% of All Funds
1.28%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
16
Reduced
22
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FEM
1
Fulcrum Equity Management
Texas
$17.6M +$18.4M +486,838 New
Morgan Stanley
2
Morgan Stanley
New York
$9.23M -$699K -18,517 -7%
Bank of America
3
Bank of America
North Carolina
$7.15M -$1.17M -31,063 -14%
Wells Fargo
4
Wells Fargo
California
$5.63M -$1.46M -38,661 -21%
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$3.03M +$120K +3,186 +4%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$2.76M +$377K +10,006 +16%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$2.67M -$65.5K -1,737 -2%
LPL Financial
8
LPL Financial
California
$2.4M -$187K -4,949 -7%
Ameriprise
9
Ameriprise
Minnesota
$1.91M +$285K +7,568 +18%
ACP
10
Aveo Capital Partners
Colorado
$1.68M +$24.7K +655 +2%
UBS Group
11
UBS Group
Switzerland
$1.39M -$606K -16,075 -31%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.23M -$33.3K -882 -3%
Jane Street
13
Jane Street
New York
$1.21M +$84.3K +2,234 +8%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$1.12M -$69.2K -1,834 -6%
SB
15
Suntrust Banks
Georgia
$992K +$116K +3,062 +12%
QCIG
16
Quad-Cities Investment Group
Iowa
$796K -$31.4K -833 -4%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$714K +$27.1K +718 +4%
AW
18
ACG Wealth
Georgia
$680K -$31.9K -846 -5%
AG
19
Advisor Group
Arizona
$587K +$24.2K +642 +4%
LFAS
20
Level Four Advisory Services
Texas
$536K +$42.7K +1,132 +9%
RJA
21
Raymond James & Associates
Florida
$528K -$261K -6,922 -34%
Citadel Advisors
22
Citadel Advisors
Florida
$495K +$484K +12,834 New
HighTower Advisors
23
HighTower Advisors
Illinois
$430K -$75.7K -2,008 -15%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$397K -$5.54K -147 -1%
TRCT
25
Tower Research Capital (TRC)
New York
$378K -$141K -3,730 -28%

FXZ Hedge Fund Activity: Q2 2019 in Review

59 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q2 2019, worth a combined $69M — up 5.8% from $65.2M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FXZ positions and 12 closed out — a net gain of 2 holders — while 16 added to existing stakes and 22 trimmed.

The largest buyer was Fulcrum Equity Management, opening a new position worth an estimated $18.4M. The largest seller was Winch Advisory Services, exiting entirely with an estimated $3.91M sold.

  • 59 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q2 2019, down from 60 in Q1 2019.
  • Funds reported $69M of First Trust Materials AlphaDEX Fund stock for Q2 2019, up 5.8% quarter-over-quarter.
  • 14 funds opened new First Trust Materials AlphaDEX Fund positions in Q2 2019 and 12 closed out, a net change of +2 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q2 2019 was Fulcrum Equity Management, an estimated $18.4M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q2 2019 was Winch Advisory Services, an estimated $3.91M sold.

Based on aggregated 13F filings for Q2 2019.