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First Trust Materials AlphaDEX Fund

144 hedge funds and large institutions have $335M invested in First Trust Materials AlphaDEX Fund in 2023 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 30 increasing their positions, 75 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.4% less ownership

Funds ownership: 67.64%66.24% (-1.4%)

4% less funds holding

Funds holding: 150144 (-6)

17% less capital invested

Capital invested by funds: $403M → $335M (-$68.7M)

28% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 18

60% less repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 75

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
144
Holders Change
-6
Holders Change %
-4%
% of All Funds
2.29%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
13
Increased
30
Reduced
75
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$45.1M -$6.45M -98,969 -12%
Morgan Stanley
2
Morgan Stanley
New York
$29.6M -$9.42M -144,542 -24%
Bank of America
3
Bank of America
North Carolina
$28.7M +$8.9M +136,656 +43%
LPL Financial
4
LPL Financial
California
$25.3M -$6.21M -95,379 -19%
RJA
5
Raymond James & Associates
Florida
$18.2M -$5.57M -85,532 -23%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$11.1M +$3.05M +46,850 +36%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$10.3M -$5.55M -85,173 -34%
UBS Group
8
UBS Group
Switzerland
$10.2M -$348K -5,341 -3%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$9.64M +$730K +11,201 +8%
Stifel Financial
10
Stifel Financial
Missouri
$9.14M -$588K -9,024 -6%
Ameriprise
11
Ameriprise
Minnesota
$8.85M -$6.59M -101,172 -42%
Osaic Holdings
12
Osaic Holdings
Arizona
$6.56M -$7.17K -110 -0.1%
CA
13
Cetera Advisors
Colorado
$6.46M -$172K -2,647 -3%
IAIM
14
International Assets Investment Management
Florida
$6.21M +$9.73M +149,308 New
CA
15
Crumly & Associates
Illinois
$6.2M -$75.3K -1,156 -1%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$5.89M -$828K -12,707 -12%
CPG
17
Cornerstone Planning Group
New Jersey
$5.84M +$1.02M +15,616 +20%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$4.83M -$3.62M -55,503 -42%
Goldman Sachs
19
Goldman Sachs
New York
$4.11M +$969K +14,870 +30%
Truist Financial
20
Truist Financial
North Carolina
$3.91M -$1.39M -21,357 -26%
Citadel Advisors
21
Citadel Advisors
Florida
$3.81M +$3.08M +47,282 +359%
BFEC
22
Benjamin F. Edwards & Company
Missouri
$3.62M -$73.7K -1,131 -2%
MML Investors Services
23
MML Investors Services
Massachusetts
$3.59M -$201K -3,086 -5%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$3.53M -$337K -5,173 -8%
NA
25
Navellier & Associates
Nevada
$3.1M +$3.2M +49,170 New

FXZ Hedge Fund Activity: Q3 2023 in Review

144 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q3 2023, worth a combined $335M — down 17% from $403M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of FXZ and 13 opened new positions — a net loss of 5 holders — while 75 trimmed existing stakes and 30 added.

The largest buyer was International Assets Investment Management, opening a new position worth an estimated $9.73M. The largest seller was JP Morgan Chase, cutting an estimated $13M.

  • 144 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q3 2023, down from 150 in Q2 2023.
  • Funds reported $335M of First Trust Materials AlphaDEX Fund stock for Q3 2023, down 17% quarter-over-quarter.
  • 13 funds opened new First Trust Materials AlphaDEX Fund positions in Q3 2023 and 18 closed out, a net change of -5 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q3 2023 was International Assets Investment Management, an estimated $9.73M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q3 2023 was JP Morgan Chase, an estimated $13M sold.

Based on aggregated 13F filings for Q3 2023.