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First Trust Materials AlphaDEX Fund

39 hedge funds and large institutions have $62.1M invested in First Trust Materials AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 21 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
39
Holders Change
-2
Holders Change %
-4.88%
% of All Funds
1.09%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
6
Reduced
21
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Wells Fargo
1
Wells Fargo
California
$17.4M +$463K +17,172 +3%
Morgan Stanley
2
Morgan Stanley
New York
$10.8M -$9.73M -360,834 -47%
SAM
3
SignalPoint Asset Management
Missouri
$5.92M +$331K +12,273 +6%
AIM
4
Astor Investment Management
Illinois
$5.01M +$5.01M +185,716 New
Bank of America
5
Bank of America
North Carolina
$4.35M -$2.39M -88,737 -35%
UBS Group
6
UBS Group
Switzerland
$3.24M -$4.35M -161,366 -57%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.08M -$1.26M -46,831 -38%
ACM
8
Aviance Capital Management
Florida
$2M +$2M +74,095 New
Goldman Sachs
9
Goldman Sachs
New York
$1.49M +$1.28M +47,603 +635%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.36M -$627K -23,255 -32%
CS
11
Credit Suisse
Switzerland
$1.31M -$1.97M -73,097 -60%
Stifel Financial
12
Stifel Financial
Missouri
$1.11M -$104K -3,845 -9%
LPL Financial
13
LPL Financial
California
$965K -$202K -7,088 -17%
VKH
14
Virtu KCG Holdings
New York
$850K +$106K +3,924 +14%
RJA
15
Raymond James & Associates
Florida
$705K -$400K -14,814 -36%
SG Americas Securities
16
SG Americas Securities
New York
$477K +$477K +17,703 New
RIA
17
Regal Investment Advisors
Michigan
$424K -$53.7K -1,995 -11%
Citadel Advisors
18
Citadel Advisors
Florida
$366K -$866K -32,058 -70%
TRCT
19
Tower Research Capital (TRC)
New York
$343K -$591K -21,929 -63%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$278K -$24.8K -919 -8%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$260K -$857K -31,837 -77%
HF
22
HRT Financial
New York
$232K +$232K +8,636 New
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$209K -$146K -5,411 -41%
BAAM
24
Baker Avenue Asset Management
California
$209K -$32.3K -1,200 -13%
Citigroup
25
Citigroup
New York
$149K -$8.78K -326 -6%