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First Trust Materials AlphaDEX Fund

39 hedge funds and large institutions have $62.1M invested in First Trust Materials AlphaDEX Fund in 2015 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 6 increasing their positions, 21 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

4.57% more ownership

Funds ownership: 49.12%53.68% (+4.6%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less funds holding

Funds holding: 4139 (-2)

20% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 10

35% less capital invested

Capital invested by funds: $96.2M → $62.1M (-$34.1M)

71% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 21

Holders
39
Holders Change
-2
Holders Change %
-4.88%
% of All Funds
1.09%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
6
Reduced
21
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$17.4M +$513K +17,172 +3%
Morgan Stanley
2
Morgan Stanley
New York
$10.8M -$10.8M -360,834 -47%
SAM
3
SignalPoint Asset Management
Missouri
$5.92M +$367K +12,273 +6%
AIM
4
Astor Investment Management
Illinois
$5.01M +$5.55M +185,716 New
Bank of America
5
Bank of America
North Carolina
$4.35M -$2.65M -88,737 -35%
UBS Group
6
UBS Group
Switzerland
$3.24M -$4.83M -161,366 -57%
Envestnet Asset Management
7
Envestnet Asset Management
Illinois
$2.08M -$1.4M -46,831 -38%
ACM
8
Aviance Capital Management
Florida
$2M +$2.22M +74,095 New
Goldman Sachs
9
Goldman Sachs
New York
$1.49M +$1.42M +47,603 +635%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$1.36M -$695K -23,255 -32%
CS
11
Credit Suisse
Switzerland
$1.31M -$2.19M -73,097 -60%
Stifel Financial
12
Stifel Financial
Missouri
$1.11M -$115K -3,845 -9%
LPL Financial
13
LPL Financial
California
$965K -$212K -7,088 -17%
VKH
14
Virtu KCG Holdings
New York
$850K +$117K +3,924 +14%
RJA
15
Raymond James & Associates
Florida
$705K -$443K -14,814 -36%
SG Americas Securities
16
SG Americas Securities
New York
$477K +$529K +17,703 New
RIA
17
Regal Investment Advisors
Michigan
$424K -$59.7K -1,995 -11%
Citadel Advisors
18
Citadel Advisors
Florida
$366K -$959K -32,058 -70%
TRCT
19
Tower Research Capital (TRC)
New York
$343K -$656K -21,929 -63%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$278K -$27.5K -919 -8%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$260K -$952K -31,837 -77%
HF
22
HRT Financial
New York
$232K +$258K +8,636 New
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$209K -$162K -5,411 -41%
BAAM
24
Baker Avenue Asset Management
California
$209K -$35.9K -1,200 -13%
Citigroup
25
Citigroup
New York
$149K -$9.75K -326 -6%

FXZ Hedge Fund Activity: Q3 2015 in Review

39 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q3 2015, worth a combined $62.1M — down 35% from $96.2M a quarter earlier.

Sellers outnumbered buyers: 10 funds closed out of FXZ and 8 opened new positions — a net loss of 2 holders — while 21 trimmed existing stakes and 6 added.

The largest buyer was Astor Investment Management, opening a new position worth an estimated $5.55M. The largest seller was Morgan Stanley, cutting an estimated $10.8M.

  • 39 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q3 2015, down from 41 in Q2 2015.
  • Funds reported $62.1M of First Trust Materials AlphaDEX Fund stock for Q3 2015, down 35% quarter-over-quarter.
  • 8 funds opened new First Trust Materials AlphaDEX Fund positions in Q3 2015 and 10 closed out, a net change of -2 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q3 2015 was Astor Investment Management, an estimated $5.55M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q3 2015 was Morgan Stanley, an estimated $10.8M sold.

Based on aggregated 13F filings for Q3 2015.