Astor Investment Management’s First Trust Materials AlphaDEX Fund FXZ Stock Holding History

Astor Investment Management’s Portfolio FXZ Stock Details FXZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-328,948	Closed	-$13.6M	–	50
2018 Q3	$13.6M	Buy	328,948 +171,312	+109%	+$7.25M	2.1%	18
2018 Q2	$6.59M	Buy	157,636 +112,938	+253%	+$4.84M	1.12%	24
2018 Q1	$1.89M	Sell	44,698 -1,965	-4%	-$86.5K	0.34%	30
2017 Q4	$2.05M	Sell	46,663 -2,531	-5%	-$106K	0.37%	30
2017 Q3	$1.99M	Sell	49,194 -2,033	-4%	-$79K	0.37%	29
2017 Q2	$1.98M	Sell	51,227 -4,411	-8%	-$167K	0.37%	30
2017 Q1	$2.11M	Sell	55,638 -7,133	-11%	-$268K	0.39%	30
2016 Q4	$2.25M	Buy	+62,771	New	+$2.19M	0.43%	29
2015 Q4	–	Sell	-185,716	Closed	-$5.01M	–	31
2015 Q3	$5.01M	Buy	+185,716	New	+$5.55M	0.76%	22
2015 Q2	–	Sell	-146,377	Closed	-$4.65M	–	32
2015 Q1	$4.65M	Buy	146,377 +29,736	+25%	+$932K	0.71%	27
2014 Q4	$3.68M	Buy	116,641 +32,216	+38%	+$1.01M	0.61%	27
2014 Q3	$2.71M	Buy	84,425 +22,707	+37%	+$760K	0.52%	28
2014 Q2	$2.11M	Buy	61,718 +53,973	+697%	+$1.8M	0.42%	28
2014 Q1	$258K	Buy	+7,745	New	+$251K	0.08%	37

Other funds holding FXZ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

Astor Investment Management's FXZ Position: Q4 2018 in Review

Astor Investment Management sold out of First Trust Materials AlphaDEX Fund (FXZ) in Q4 2018, closing a stake of 328,948 shares — an estimated $13.6M sold.

Astor Investment Management first reported a position in FXZ in Q1 2014 and held it in 14 quarters. The position peaked at $13.6M in Q3 2018. 63 funds tracked by Wall St. Rank hold FXZ as of Q4 2018.

Astor Investment Management reported no remaining First Trust Materials AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
Astor Investment Management sold 328,948 First Trust Materials AlphaDEX Fund shares in Q4 2018, an estimated $13.6M.
Astor Investment Management first reported a position in First Trust Materials AlphaDEX Fund in Q1 2014 and held it in 14 quarters.
Astor Investment Management's First Trust Materials AlphaDEX Fund position peaked at $13.6M in Q3 2018.
63 funds tracked by Wall St. Rank held First Trust Materials AlphaDEX Fund as of Q4 2018.

Based on Astor Investment Management's 13F filing for Q4 2018, filed 9 Jan 2019.