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First Trust Materials AlphaDEX Fund
FXZ

Overview Fund Activity

41 hedge funds and large institutions have $96.2M invested in First Trust Materials AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 7 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
1.11%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
8
Increased
21
Reduced
7
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$24M
2
UBS Group
UBS Group
Switzerland
$8.89M
3
CS
Credit Suisse
Switzerland
$3.84M
4
Wells Fargo
Wells Fargo
California
$19.8M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$2.33M

Top Sellers

1
BFA
Beaumont Financial Advisors
Massachusetts
$0
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
$3.92M
3
AIM
Astor Investment Management
Illinois
$0
4
RJA
Raymond James & Associates
Florida
$1.29M
5
BTS
BB&T Securities
Virginia
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$24M +$6.13M +194,049 +34%
Wells Fargo
2
Wells Fargo
California
$19.8M +$1.03M +32,497 +5%
UBS Group
3
UBS Group
Switzerland
$8.89M +$4.51M +142,943 +103%
Bank of America
4
Bank of America
North Carolina
$7.9M -$7.48K -237 -0.1%
SAM
5
SignalPoint Asset Management
Missouri
$6.59M – – –
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$3.92M -$5.05M -160,059 -56%
CS
7
Credit Suisse
Switzerland
$3.84M +$1.48M +46,847 +63%
Jane Street
8
Jane Street
New York
$2.34M -$1.09M -34,443 -32%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.33M +$1.03M +32,494 +79%
Citadel Advisors
10
Citadel Advisors
Florida
$1.44M +$664K +21,030 +86%
Stifel Financial
11
Stifel Financial
Missouri
$1.43M +$942K +29,838 +195%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.31M +$1.01M +31,897 +332%
RJA
13
Raymond James & Associates
Florida
$1.29M -$3.04M -96,246 -70%
LPL Financial
14
LPL Financial
California
$1.28M -$239K -7,606 -16%
TRCT
15
Tower Research Capital (TRC)
New York
$1.09M +$626K +19,815 +134%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$952K +$890K +28,207 +1,440%
HFS
17
HL Financial Services
Kentucky
$904K +$904K +28,630 New
VKH
18
Virtu KCG Holdings
New York
$871K +$407K +12,903 +88%
RPG
19
Risk Paradigm Group
Texas
$847K +$55.8K +1,766 +7%
FIM
20
Freedom Investment Management
Connecticut
$665K +$60.1K +1,903 +10%
RIA
21
Regal Investment Advisors
Michigan
$560K -$101K -3,187 -15%
AI
22
Atria Investments
North Carolina
$542K +$542K +17,155 New
Ameriprise
23
Ameriprise
Minnesota
$463K +$156K +4,934 +51%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$416K -$6.03K -191 -1%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$398K +$398K +12,608 New
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