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First Trust Materials AlphaDEX Fund

41 hedge funds and large institutions have $96.2M invested in First Trust Materials AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 21 increasing their positions, 7 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 7

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2% less funds holding

Funds holding: 4241 (-1)

11% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 9

15.52% less ownership

Funds ownership: 64.63%49.12% (-16%)

24% less capital invested

Capital invested by funds: $126M → $96.2M (-$30.3M)

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
1.1%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
8
Increased
21
Reduced
7
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$24M +$6.33M +194,049 +34%
Wells Fargo
2
Wells Fargo
California
$19.8M +$1.06M +32,497 +5%
UBS Group
3
UBS Group
Switzerland
$8.88M +$4.67M +142,943 +103%
Bank of America
4
Bank of America
North Carolina
$7.9M -$7.74K -237 -0.1%
SAM
5
SignalPoint Asset Management
Missouri
$6.59M
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$3.92M -$5.22M -160,059 -56%
CS
7
Credit Suisse
Switzerland
$3.84M +$1.53M +46,847 +63%
Jane Street
8
Jane Street
New York
$2.34M -$1.12M -34,443 -32%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2.33M +$1.06M +32,494 +79%
Citadel Advisors
10
Citadel Advisors
Florida
$1.44M +$686K +21,030 +86%
Stifel Financial
11
Stifel Financial
Missouri
$1.43M +$974K +29,838 +195%
Susquehanna International Group
12
Susquehanna International Group
Pennsylvania
$1.31M +$1.04M +31,897 +332%
RJA
13
Raymond James & Associates
Florida
$1.29M -$3.14M -96,246 -70%
LPL Financial
14
LPL Financial
California
$1.28M -$248K -7,606 -16%
TRCT
15
Tower Research Capital (TRC)
New York
$1.09M +$647K +19,815 +134%
BFEC
16
Benjamin F. Edwards & Company
Missouri
$952K +$921K +28,207 +1,440%
HFS
17
HL Financial Services
Kentucky
$904K +$934K +28,630 New
VKH
18
Virtu KCG Holdings
New York
$871K +$421K +12,903 +88%
RPG
19
Risk Paradigm Group
Texas
$847K +$57.6K +1,766 +7%
FIM
20
Freedom Investment Management
Connecticut
$665K +$62.1K +1,903 +10%
RIA
21
Regal Investment Advisors
Michigan
$560K -$104K -3,187 -15%
AI
22
Atria Investments
North Carolina
$542K +$560K +17,155 New
Ameriprise
23
Ameriprise
Minnesota
$463K +$161K +4,934 +51%
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$416K -$6.23K -191 -1%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$398K +$411K +12,608 New

FXZ Hedge Fund Activity: Q2 2015 in Review

41 of the 3,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q2 2015, worth a combined $96.2M — down 24% from $126M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FXZ and 8 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 21 added.

The largest buyer was Morgan Stanley, adding an estimated $6.33M. The largest seller was Beaumont Financial Advisors, exiting entirely with an estimated $32.3M sold.

  • 41 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q2 2015, down from 42 in Q1 2015.
  • Funds reported $96.2M of First Trust Materials AlphaDEX Fund stock for Q2 2015, down 24% quarter-over-quarter.
  • 8 funds opened new First Trust Materials AlphaDEX Fund positions in Q2 2015 and 9 closed out, a net change of -1 holder.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q2 2015 was Morgan Stanley, an estimated $6.33M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q2 2015 was Beaumont Financial Advisors, an estimated $32.3M sold.

Based on aggregated 13F filings for Q2 2015.