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First Trust Materials AlphaDEX Fund

48 hedge funds and large institutions have $27.6M invested in First Trust Materials AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 13 increasing their positions, 17 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

12.46% less ownership

Funds ownership: 55.41%42.94% (-12%)

24% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 17

32% less funds holding

Funds holding: 7148 (-23)

68% less capital invested

Capital invested by funds: $87.6M → $27.6M (-$60M)

78% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 27

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
48
Holders Change
-23
Holders Change %
-32.39%
% of All Funds
1.06%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
13
Reduced
17
Closed
27
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.6M +$840K +24,155 +17%
Bank of America
2
Bank of America
North Carolina
$3.21M -$2.43M -69,790 -37%
Wells Fargo
3
Wells Fargo
California
$2.96M -$2.14M -61,569 -36%
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$2.47M +$239K +6,884 +8%
Citadel Advisors
5
Citadel Advisors
Florida
$2.43M +$3.09M +88,846 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$1.23M +$140K +4,021 +10%
UBS Group
7
UBS Group
Switzerland
$1.05M -$90.7K -2,610 -6%
ACP
8
Aveo Capital Partners
Colorado
$1.03M -$27.6K -794 -2%
Truist Financial
9
Truist Financial
North Carolina
$1M +$211K +6,065 +20%
LPL Financial
10
LPL Financial
California
$951K -$621K -17,860 -34%
Stifel Financial
11
Stifel Financial
Missouri
$919K +$62.4K +1,794 +6%
SL
12
Savior LLC
Massachusetts
$757K +$57.6K +1,657 +6%
MPW
13
Monterey Private Wealth
California
$712K -$167K -4,815 -16%
TRCT
14
Tower Research Capital (TRC)
New York
$497K +$326K +9,372 +106%
QCIG
15
Quad-Cities Investment Group
Iowa
$483K -$109K -3,131 -15%
Jane Street
16
Jane Street
New York
$409K -$276K -7,936 -35%
Osaic Holdings
17
Osaic Holdings
Arizona
$378K +$481K +13,839 New
ACM
18
AlphaStar Capital Management
North Carolina
$331K +$190K +5,456 +88%
RFWA
19
RPg Family Wealth Advisory
Massachusetts
$302K +$13.1K +378 +4%
Goldman Sachs
20
Goldman Sachs
New York
$299K -$487K -14,000 -56%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$275K -$4.87K -140 -1%
RJA
22
Raymond James & Associates
Florida
$251K -$56.1K -1,614 -15%
Ameriprise
23
Ameriprise
Minnesota
$240K -$487K -14,018 -62%
KPW
24
Kore Private Wealth
New York
$196K +$250K +7,187 New
Carson Wealth (CWM LLC)
25
Carson Wealth (CWM LLC)
Nebraska
$81K

FXZ Hedge Fund Activity: Q1 2020 in Review

48 of the 4,539 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q1 2020, worth a combined $27.6M — down 68% from $87.6M a quarter earlier.

Sellers outnumbered buyers: 27 funds closed out of FXZ and 6 opened new positions — a net loss of 21 holders — while 17 trimmed existing stakes and 13 added.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $3.09M. The largest seller was Fulcrum Equity Management, exiting entirely with an estimated $14.6M sold.

  • 48 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q1 2020, down from 71 in Q4 2019.
  • Funds reported $27.6M of First Trust Materials AlphaDEX Fund stock for Q1 2020, down 68% quarter-over-quarter.
  • 6 funds opened new First Trust Materials AlphaDEX Fund positions in Q1 2020 and 27 closed out, a net change of -21 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q1 2020 was Citadel Advisors, an estimated $3.09M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q1 2020 was Fulcrum Equity Management, an estimated $14.6M sold.

Based on aggregated 13F filings for Q1 2020.