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First Trust Materials AlphaDEX Fund

48 hedge funds and large institutions have $379M invested in First Trust Materials AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

175% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 8

51% more capital invested

Capital invested by funds: $251M → $379M (+$128M)

23% more funds holding

Funds holding: 3948 (+9)

3.4% more ownership

Funds ownership: 71.9%75.3% (+3.4%)

Holders
48
Holders Change
+9
Holders Change %
+23.08%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.06%
New
14
Increased
22
Reduced
8
Closed
4
Calls
$314K
Puts
Net Calls
+$314K
Net Calls Change
+$314K
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$144M +$107M +3,503,235 +374%
Wells Fargo
2
Wells Fargo
California
$43.5M +$5.45M +177,939 +15%
Morgan Stanley
3
Morgan Stanley
New York
$36.6M +$5.23M +170,583 +18%
BTS
4
BB&T Securities
Virginia
$34.4M +$635K +20,723 +24%
PPA
5
Parametric Portfolio Associates
Washington
$24M +$3M +97,858 +15%
U
6
UBS
Switzerland
$18M +$9.27M +302,370 +119%
BFA
7
Beaumont Financial Advisors
Massachusetts
$13.4M +$2.73M +89,073 +28%
Bank of America
8
Bank of America
North Carolina
$10.1M +$4.47M +145,832 +89%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$9.2M +$192K +6,264 +2%
PI
10
Placemark Investments
Illinois
$6.48M +$1.11M +36,142 +22%
SAM
11
Stringer Asset Management
Tennessee
$4.45M +$4.21M +137,281 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$4.02M +$3.19M +104,052 +520%
FA
13
FDx Advisors
Illinois
$3.55M +$582K +18,996 +20%
RJA
14
Raymond James & Associates
Florida
$3.48M +$773K +25,226 +31%
SAM
15
SignalPoint Asset Management
Missouri
$3.01M +$799K +26,068 +39%
HighTower Advisors
16
HighTower Advisors
Illinois
$2.84M -$493K -16,086 -16%
WA
17
WESPAC Advisors
California
$2.38M +$2.25M +73,394 New
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$2.05M +$194K +6,318 +11%
WF
19
WealthTrust Fairport
Ohio
$1.79M +$66.1K +2,156 +4%
SFU
20
Stonehage Fleming (UK)
United Kingdom
$1.74M +$1.65M +53,770 New
CS
21
Credit Suisse
Switzerland
$1.59M +$230K +7,518 +18%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.28M +$1.21M +39,399 New
LPL Financial
23
LPL Financial
California
$1.14M +$49.8K +1,625 +5%
AP
24
Advisors Preferred
Maryland
$928K +$878K +28,652 New
PAG
25
Private Advisor Group
New Jersey
$521K +$493K +16,075 New

FXZ Hedge Fund Activity: Q4 2013 in Review

48 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q4 2013, worth a combined $379M — up 51% from $251M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FXZ positions and 4 closed out — a net gain of 10 holders — while 22 added to existing stakes and 8 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $107M. The largest seller was Navellier & Associates, cutting an estimated $61.9M.

  • 48 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q4 2013, up from 39 in Q3 2013.
  • Funds reported $379M of First Trust Materials AlphaDEX Fund stock for Q4 2013, up 51% quarter-over-quarter.
  • 14 funds opened new First Trust Materials AlphaDEX Fund positions in Q4 2013 and 4 closed out, a net change of +10 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q4 2013 was F-Squared Investment Management, an estimated $107M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q4 2013 was Navellier & Associates, an estimated $61.9M sold.

Based on aggregated 13F filings for Q4 2013.