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First Trust Materials AlphaDEX Fund
FXZ

Overview Fund Activity

48 hedge funds and large institutions have $379M invested in First Trust Materials AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+9
Holders Change %
+23.08%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.06%
New
14
Increased
22
Reduced
8
Closed
4
Calls
$314K
Puts
–
Net Calls
+$314K
Net Calls Change
+$314K

Top Buyers

1
FSIM
F-Squared Investment Management
Massachusetts
$144M
2
U
UBS
Switzerland
$18M
3
BTS
BB&T Securities
Virginia
$34.4M
4
Wells Fargo
Wells Fargo
California
$43.5M
5
Morgan Stanley
Morgan Stanley
New York
$36.6M

Top Sellers

1
NA
Navellier & Associates
Nevada
$282K
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$511K
3
PFS
Prospera Financial Services
Texas
$395K
4
JG
Jefferies Group
New York
$0
5
HighTower Advisors
HighTower Advisors
Illinois
$2.84M
Name Holding Trade Value Shares
Change 		Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$144M +$114M +3,503,235 +374%
Wells Fargo
2
Wells Fargo
California
$43.5M +$5.77M +177,939 +15%
Morgan Stanley
3
Morgan Stanley
New York
$36.6M +$5.53M +170,583 +18%
BTS
4
BB&T Securities
Virginia
$34.4M +$6.72M +20,723 +24%
PPA
5
Parametric Portfolio Associates
Washington
$24M +$3.17M +97,858 +15%
U
6
UBS
Switzerland
$18M +$9.8M +302,370 +119%
BFA
7
Beaumont Financial Advisors
Massachusetts
$13.4M +$2.89M +89,073 +28%
Bank of America
8
Bank of America
North Carolina
$10.1M +$4.73M +145,832 +89%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$9.2M +$203K +6,264 +2%
PI
10
Placemark Investments
Illinois
$6.48M +$1.17M +36,142 +22%
SAM
11
Stringer Asset Management
Tennessee
$4.45M +$4.45M +137,281 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$4.02M +$3.37M +104,052 +520%
FA
13
FDx Advisors
Illinois
$3.55M +$589K +18,996 +20%
RJA
14
Raymond James & Associates
Florida
$3.48M +$818K +25,226 +31%
SAM
15
SignalPoint Asset Management
Missouri
$3.01M +$845K +26,068 +39%
HighTower Advisors
16
HighTower Advisors
Illinois
$2.84M -$521K -16,086 -16%
WA
17
WESPAC Advisors
California
$2.38M +$2.38M +73,394 New
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$2.05M +$205K +6,318 +11%
WF
19
WealthTrust Fairport
Ohio
$1.79M +$69.9K +2,156 +4%
SFU
20
Stonehage Fleming (UK)
United Kingdom
$1.74M +$1.74M +53,770 New
CS
21
Credit Suisse
Switzerland
$1.59M +$244K +7,518 +18%
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
$1.28M +$1.28M +39,399 New
LPL Financial
23
LPL Financial
California
$1.14M +$52.7K +1,625 +5%
AP
24
Advisors Preferred
Maryland
$928K +$928K +28,652 New
PAG
25
Private Advisor Group
New Jersey
$521K +$521K +16,075 New
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