F-Squared Investment Management’s First Trust Materials AlphaDEX Fund FXZ Stock Holding History

F-Squared Investment Management’s Portfolio FXZ Stock Details FXZ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-8,223,888	Closed	-$264M	–	40
2014 Q3	$264M	Buy	8,223,888 +1,957,513	+31%	+$65.6M	6.25%	6
2014 Q2	$214M	Sell	6,266,375 -2,529,678	-29%	-$84.4M	5.39%	7
2014 Q1	$293M	Buy	8,796,053 +4,354,944	+98%	+$141M	8.39%	3
2013 Q4	$144M	Buy	4,441,109 +3,503,235	+374%	+$107M	4.86%	6
2013 Q3	$27.2M	Buy	+937,874	New	+$26.5M	3.71%	11

Other funds holding FXZ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

BUB

BBVA USA Bancshares Houston, Texas $2.1B AUM 62.57% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

SAM

SignalPoint Asset Management Springfield, Missouri $411M AUM 23.81% 1-Year Est. Return

F-Squared Investment Management's FXZ Position: Q4 2014 in Review

F-Squared Investment Management sold out of First Trust Materials AlphaDEX Fund (FXZ) in Q4 2014, closing a stake of 8,223,888 shares — an estimated $264M sold.

F-Squared Investment Management first reported a position in FXZ in Q3 2013 and held it in 5 quarters. The position peaked at $293M in Q1 2014. 48 funds tracked by Wall St. Rank hold FXZ as of Q4 2014.

F-Squared Investment Management reported no remaining First Trust Materials AlphaDEX Fund position as of Q4 2014 after selling out during the quarter.
F-Squared Investment Management sold 8,223,888 First Trust Materials AlphaDEX Fund shares in Q4 2014, an estimated $264M.
F-Squared Investment Management first reported a position in First Trust Materials AlphaDEX Fund in Q3 2013 and held it in 5 quarters.
F-Squared Investment Management's First Trust Materials AlphaDEX Fund position peaked at $293M in Q1 2014.
48 funds tracked by Wall St. Rank held First Trust Materials AlphaDEX Fund as of Q4 2014.

Based on F-Squared Investment Management's 13F filing for Q4 2014, filed 13 Feb 2015.