First Allied Advisory Services’s NUVEEN PERFORMANCE+MUN FUND NPP Stock Holding History

First Allied Advisory Services’s Portfolio NPP Stock Details NPP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-15,450	Closed	-$225K	–	1134
2014 Q3	$225K	Sell	15,450 -1,556	-9%	-$22.4K	0.02%	867
2014 Q2	$249K	Sell	17,006 -820	-5%	-$12K	0.02%	789
2014 Q1	$257K	Sell	17,826 -2,615	-13%	-$37K	0.02%	787
2013 Q4	$277K	Sell	20,441 -6,825	-25%	-$90.4K	0.02%	698
2013 Q3	$370K	Buy	27,266 +2,081	+8%	+$27.9K	0.02%	651
2013 Q2	$361K	Buy	+25,185	New	+$388K	0.03%	603

Other funds holding NPP

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Veritable Wilmington, Delaware $6.46B AUM 17.32% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.73B AUM 2.13% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

CCWA

CLA (CliftonLarsonAllen) Wealth Advisors Minneapolis, Minnesota $7.61B AUM 16.44% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

First Allied Advisory Services's NPP Position: Q4 2014 in Review

First Allied Advisory Services sold out of NUVEEN PERFORMANCE+MUN FUND (NPP) in Q4 2014, closing a stake of 15,450 shares — an estimated $225K sold.

First Allied Advisory Services first reported a position in NPP in Q2 2013 and held it in 6 quarters. The position peaked at $370K in Q3 2013. 70 funds tracked by Wall St. Rank hold NPP as of Q4 2014.

First Allied Advisory Services reported no remaining NUVEEN PERFORMANCE+MUN FUND position as of Q4 2014 after selling out during the quarter.
First Allied Advisory Services sold 15,450 NUVEEN PERFORMANCE+MUN FUND shares in Q4 2014, an estimated $225K.
First Allied Advisory Services first reported a position in NUVEEN PERFORMANCE+MUN FUND in Q2 2013 and held it in 6 quarters.
First Allied Advisory Services's NUVEEN PERFORMANCE+MUN FUND position peaked at $370K in Q3 2013.
70 funds tracked by Wall St. Rank held NUVEEN PERFORMANCE+MUN FUND as of Q4 2014.

Based on First Allied Advisory Services's 13F filing for Q4 2014, filed 9 Feb 2015.