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NPP

NUVEEN PERFORMANCE+MUN FUND
NPP

Delisted

NPP was delisted on the 9th of September, 2016.

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63 hedge funds and large institutions have $118M invested in NUVEEN PERFORMANCE+MUN FUND in 2014 Q1 according to their latest regulatory filings, with 2 funds opening new positions, 17 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

3% more capital invested

Capital invested by funds: $114M → $118M (+$3.44M)

9% less funds holding

Funds holding: 69 → 63 (-6)

15% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 20

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

Holders
63
Holders Change
-6
Holders Change %
-8.7%
% of All Funds
1.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
17
Reduced
20
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$2.98M
2
Invesco
Invesco
Georgia
+$1.35M
3
Cohen & Steers
Cohen & Steers
New York
+$358K
4
U
UBS
Switzerland
+$232K
5
HK
Horizon Kinetics
New York
+$226K

Top Sellers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
-$4.66M
2
AAM
Advisors Asset Management
Colorado
-$1.31M
3
Barclays
Barclays
United Kingdom
-$993K
4
Wells Fargo
Wells Fargo
California
-$903K
5
VKH
Virtu KCG Holdings
New York
-$682K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$31.4M +$2.98M +210,336 +11%
HK
2
Horizon Kinetics
New York
$12.9M +$226K +15,939 +2%
OA
3
Oxbow Advisors
Texas
$9.98M -$109K -7,691 -1%
V
4
Veritable
Delaware
$9.94M – – –
Invesco
5
Invesco
Georgia
$7.3M +$1.35M +95,613 +23%
PPA
6
Parametric Portfolio Associates
Washington
$5.54M -$131K -9,223 -2%
CCWA
7
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$5.43M -$121K -8,578 -2%
RCM
8
Rivernorth Capital Management
Florida
$5M -$4.66M -329,551 -49%
MSL
9
Mackay Shields LLC
New York
$3.31M – – –
Wells Fargo
10
Wells Fargo
California
$2.98M -$903K -63,789 -24%
AAM
11
Advisors Asset Management
Colorado
$1.9M -$1.31M -92,588 -41%
GEM
12
Global Endowment Management
North Carolina
$1.86M – – –
Cohen & Steers
13
Cohen & Steers
New York
$1.82M +$358K +25,283 +25%
Bank of America
14
Bank of America
North Carolina
$1.28M +$100K +7,093 +9%
U
15
UBS
Switzerland
$1.25M +$232K +16,419 +23%
GC
16
Guggenheim Capital
Illinois
$1.21M -$329K -23,228 -22%
MIG
17
Mariner Investment Group
New York
$1.17M -$35.5K -2,505 -3%
WC
18
Whitnell & Co
Illinois
$1.15M +$39.2K +2,770 +4%
AQR Capital Management
19
AQR Capital Management
Connecticut
$1.14M -$64.4K -4,551 -5%
CIA
20
Capital Investment Advisors
Georgia
$1.12M +$59.9K +4,234 +6%
Stifel Financial
21
Stifel Financial
Missouri
$1.11M +$1.08M +76,517 New
Allianz Asset Management
22
Allianz Asset Management
Germany
$796K – – –
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$677K +$2.35K +166 +0.4%
VanEck Associates
24
VanEck Associates
New York
$648K +$79.2K +5,593 +14%
TCM
25
Tradewinds Capital Management
Washington
$609K -$16.8K -1,189 -3%
1
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NPP Hedge Fund Activity: Q1 2014 in Review

63 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in NUVEEN PERFORMANCE+MUN FUND (NPP) for Q1 2014, worth a combined $118M — up 3% from $114M a quarter earlier.

Sellers outnumbered buyers: 8 funds closed out of NPP and 2 opened new positions — a net loss of 6 holders — while 20 trimmed existing stakes and 17 added.

The largest buyer was Morgan Stanley, adding an estimated $2.98M. The largest seller was Rivernorth Capital Management, cutting an estimated $4.66M.

  • 63 institutional investors held NUVEEN PERFORMANCE+MUN FUND (NPP) as of Q1 2014, down from 69 in Q4 2013.
  • Funds reported $118M of NUVEEN PERFORMANCE+MUN FUND stock for Q1 2014, up 3% quarter-over-quarter.
  • 2 funds opened new NUVEEN PERFORMANCE+MUN FUND positions in Q1 2014 and 8 closed out, a net change of -6 holders.
  • The largest NUVEEN PERFORMANCE+MUN FUND buyer in Q1 2014 was Morgan Stanley, an estimated $2.98M added.
  • The largest NUVEEN PERFORMANCE+MUN FUND seller in Q1 2014 was Rivernorth Capital Management, an estimated $4.66M sold.

Based on aggregated 13F filings for Q1 2014.