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NPP

NUVEEN PERFORMANCE+MUN FUND
NPP

Delisted

NPP was delisted on the 9th of September, 2016.

72 hedge funds and large institutions have $109M invested in NUVEEN PERFORMANCE+MUN FUND in 2016 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

13% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 8

11% more capital invested

Capital invested by funds: $98.2M → $109M (+$10.9M)

0% more funds holding

Funds holding: 7272 (0)

21% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 19

Holders
72
Holders Change
Holders Change %
0%
% of All Funds
1.92%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
15
Reduced
19
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$34.8M +$69.3K +4,274 +0.2%
UBS Group
2
UBS Group
Switzerland
$11.1M +$692K +42,660 +7%
Bank of America
3
Bank of America
North Carolina
$9.83M +$337K +20,758 +4%
MSL
4
Mackay Shields LLC
New York
$9.82M +$9.65M +595,081 New
HK
5
Horizon Kinetics
New York
$5.84M -$27K -1,665 -0.5%
Wells Fargo
6
Wells Fargo
California
$5.02M +$1.17M +72,001 +31%
VanEck Associates
7
VanEck Associates
New York
$2.77M +$394K +24,264 +17%
OA
8
Oxbow Advisors
Texas
$2.69M -$65.6K -4,046 -2%
CCWA
9
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$1.99M -$249K -15,342 -11%
Stifel Financial
10
Stifel Financial
Missouri
$1.98M +$56.7K +3,498 +3%
JWA
11
JFS Wealth Advisors
Pennsylvania
$1.93M +$25.3K +1,558 +1%
AAM
12
Advisors Asset Management
Colorado
$1.73M -$133K -8,181 -7%
GC
13
Guggenheim Capital
Illinois
$1.67M -$637K -39,292 -28%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$1.51M +$651K +40,140 +79%
CIA
15
Capital Investment Advisors
Georgia
$1.11M -$62.8K -3,870 -5%
LPL Financial
16
LPL Financial
California
$1.03M -$1,000K -61,630 -50%
First Trust Advisors
17
First Trust Advisors
Illinois
$759K +$27.1K +1,670 +4%
TCM
18
Tradewinds Capital Management
Washington
$751K
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$745K +$746 +46 +0.1%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$671K +$132K +8,119 +25%
BFEC
21
Benjamin F. Edwards & Company
Missouri
$642K -$54.2K -3,341 -8%
UCFA
22
United Capital Financial Advisors
Texas
$623K +$41.1K +2,531 +7%
RJA
23
Raymond James & Associates
Florida
$545K +$245K +15,110 +84%
RCM
24
Robinson Capital Management
Michigan
$534K -$625K -38,550 -54%
IA
25
IFP Advisors
Florida
$508K +$500K +30,794 New

NPP Hedge Fund Activity: Q2 2016 in Review

72 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in NUVEEN PERFORMANCE+MUN FUND (NPP) for Q2 2016, worth a combined $109M — up 11% from $98.2M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new NPP positions and 8 closed out — a net gain of 1 holder — while 15 added to existing stakes and 19 trimmed.

The largest buyer was Mackay Shields LLC, opening a new position worth an estimated $9.65M. The largest seller was Parametric Portfolio Associates, exiting entirely with an estimated $3.99M sold.

  • 72 institutional investors held NUVEEN PERFORMANCE+MUN FUND (NPP) as of Q2 2016, unchanged from Q1 2016.
  • Funds reported $109M of NUVEEN PERFORMANCE+MUN FUND stock for Q2 2016, up 11% quarter-over-quarter.
  • 9 funds opened new NUVEEN PERFORMANCE+MUN FUND positions in Q2 2016 and 8 closed out, a net change of +1 holder.
  • The largest NUVEEN PERFORMANCE+MUN FUND buyer in Q2 2016 was Mackay Shields LLC, an estimated $9.65M added.
  • The largest NUVEEN PERFORMANCE+MUN FUND seller in Q2 2016 was Parametric Portfolio Associates, an estimated $3.99M sold.

Based on aggregated 13F filings for Q2 2016.