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NPP

NUVEEN PERFORMANCE+MUN FUND
NPP

Delisted

NPP was delisted on the 9th of September, 2016.

66 hedge funds and large institutions have $106M invested in NUVEEN PERFORMANCE+MUN FUND in 2013 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 19 increasing their positions, 21 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $102M → $106M (+$4.66M)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

10% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 21

1% less funds holding

Funds holding: 6766 (-1)

Holders
66
Holders Change
-1
Holders Change %
-1.49%
% of All Funds
2.14%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
19
Reduced
21
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$33.8M +$519K +38,728 +2%
HK
2
Horizon Kinetics
New York
$11.3M -$564K -42,091 -5%
RCM
3
Rivernorth Capital Management
Florida
$10.5M +$5.28M +394,443 +104%
OA
4
Oxbow Advisors
Texas
$6.92M +$3.25M +242,610 +90%
PPA
5
Parametric Portfolio Associates
Washington
$5.99M +$374K +27,942 +7%
Invesco
6
Invesco
Georgia
$5.58M -$1.92M -143,165 -26%
Wells Fargo
7
Wells Fargo
California
$4.21M +$93.4K +6,973 +2%
AAM
8
Advisors Asset Management
Colorado
$3.47M +$445K +33,217 +15%
CCWA
9
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$3.4M +$3.37M +251,660 New
GC
10
Guggenheim Capital
Illinois
$2.81M -$390K -29,112 -12%
Bank of America
11
Bank of America
North Carolina
$1.97M +$661K +49,331 +51%
SNC
12
Stifel Nicolaus & Co
Missouri
$1.14M +$393K +29,344 +53%
V
13
Veritable
Delaware
$888K +$881K +65,735 New
TC
14
TFS Capital
Pennsylvania
$885K +$878K +65,524 New
U
15
UBS
Switzerland
$859K +$155K +11,584 +22%
MIG
16
Mariner Investment Group
New York
$855K -$439K -32,802 -34%
KIM
17
Karpus Investment Management
New York
$808K -$29.1K -2,170 -4%
WC
18
Whitnell & Co
Illinois
$768K +$736K +54,958 +2,889%
UCFA
19
United Capital Financial Advisors
Texas
$762K -$40.2K -3,000 -5%
Allianz Asset Management
20
Allianz Asset Management
Germany
$743K
AQR Capital Management
21
AQR Capital Management
Connecticut
$708K +$702K +52,402 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$625K -$8.91K -665 -1%
Barclays
23
Barclays
United Kingdom
$617K +$305K +22,759 +92%
VanEck Associates
24
VanEck Associates
New York
$604K -$5.73K -428 -0.9%
Mariner
25
Mariner
Kansas
$522K

NPP Hedge Fund Activity: Q3 2013 in Review

66 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in NUVEEN PERFORMANCE+MUN FUND (NPP) for Q3 2013, worth a combined $106M — up 4.6% from $102M a quarter earlier.

Fund positioning in NPP was balanced in Q3 2013: 11 funds opened new positions, 11 closed out, 19 added to existing stakes and 21 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $5.28M. The largest seller was Sit Investment Associates, exiting entirely with an estimated $2.17M sold.

  • 66 institutional investors held NUVEEN PERFORMANCE+MUN FUND (NPP) as of Q3 2013, down from 67 in Q2 2013.
  • Funds reported $106M of NUVEEN PERFORMANCE+MUN FUND stock for Q3 2013, up 4.6% quarter-over-quarter.
  • 11 funds opened new NUVEEN PERFORMANCE+MUN FUND positions in Q3 2013 and 11 closed out, a net change of 0 holders.
  • The largest NUVEEN PERFORMANCE+MUN FUND buyer in Q3 2013 was Rivernorth Capital Management, an estimated $5.28M added.
  • The largest NUVEEN PERFORMANCE+MUN FUND seller in Q3 2013 was Sit Investment Associates, an estimated $2.17M sold.

Based on aggregated 13F filings for Q3 2013.