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NPP

NUVEEN PERFORMANCE+MUN FUND
NPP

Delisted

NPP was delisted on the 9th of September, 2016.

71 hedge funds and large institutions have $106M invested in NUVEEN PERFORMANCE+MUN FUND in 2015 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 25 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 15

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

1% more funds holding

Funds holding: 7071 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

8% less capital invested

Capital invested by funds: $116M → $106M (-$9.38M)

Holders
71
Holders Change
+1
Holders Change %
+1.43%
% of All Funds
1.89%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
10
Increased
25
Reduced
15
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.1M -$2.61M -175,358 -7%
HK
2
Horizon Kinetics
New York
$8.82M -$949K -63,710 -10%
Invesco
3
Invesco
Georgia
$7.16M -$772K -51,848 -10%
PPA
4
Parametric Portfolio Associates
Washington
$5.58M -$97.7K -6,562 -2%
MSL
5
Mackay Shields LLC
New York
$4.65M
CCWA
6
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$3.53M +$2.68K +180 +0.1%
UBS Group
7
UBS Group
Switzerland
$3.52M +$1.52M +102,010 +76%
Bank of America
8
Bank of America
North Carolina
$2.94M +$223K +14,989 +8%
GC
9
Guggenheim Capital
Illinois
$2.59M +$717K +48,120 +38%
Wells Fargo
10
Wells Fargo
California
$2.58M -$188K -12,597 -7%
OA
11
Oxbow Advisors
Texas
$2.51M -$1.67M -112,048 -40%
MIG
12
Mariner Investment Group
New York
$2.34M -$86.4K -5,803 -4%
LSA
13
Liberty Street Advisors
New York
$1.77M +$1.31M +87,646 +278%
AA
14
AQR Arbitrage
Connecticut
$1.7M +$1.7M +114,447 New
PAM
15
PT Asset Management
Illinois
$1.58M +$119K +7,988 +8%
JWA
16
JFS Wealth Advisors
Pennsylvania
$1.56M +$805K +54,070 +106%
RCM
17
Rivernorth Capital Management
Florida
$1.49M -$689K -46,262 -32%
Stifel Financial
18
Stifel Financial
Missouri
$1.25M +$55.6K +3,733 +5%
VanEck Associates
19
VanEck Associates
New York
$1.17M +$244K +16,406 +26%
FIMG
20
Financial & Investment Management Group
Michigan
$1.13M +$1.13M +75,800 New
CIA
21
Capital Investment Advisors
Georgia
$1.09M +$208 +14 +0%
Cohen & Steers
22
Cohen & Steers
New York
$791K -$579K -38,911 -42%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$745K +$32.1K +2,156 +4%
First Trust Advisors
24
First Trust Advisors
Illinois
$687K +$13.6K +915 +2%
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$686K +$411K +27,595 +149%

NPP Hedge Fund Activity: Q1 2015 in Review

71 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in NUVEEN PERFORMANCE+MUN FUND (NPP) for Q1 2015, worth a combined $106M — down 8.1% from $116M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new NPP positions and 9 closed out — a net gain of 1 holder — while 25 added to existing stakes and 15 trimmed.

The largest buyer was UBS Group, adding an estimated $1.52M. The largest seller was Veritable, exiting entirely with an estimated $9.75M sold.

  • 71 institutional investors held NUVEEN PERFORMANCE+MUN FUND (NPP) as of Q1 2015, up from 70 in Q4 2014.
  • Funds reported $106M of NUVEEN PERFORMANCE+MUN FUND stock for Q1 2015, down 8.1% quarter-over-quarter.
  • 10 funds opened new NUVEEN PERFORMANCE+MUN FUND positions in Q1 2015 and 9 closed out, a net change of +1 holder.
  • The largest NUVEEN PERFORMANCE+MUN FUND buyer in Q1 2015 was UBS Group, an estimated $1.52M added.
  • The largest NUVEEN PERFORMANCE+MUN FUND seller in Q1 2015 was Veritable, an estimated $9.75M sold.

Based on aggregated 13F filings for Q1 2015.