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NPP

NUVEEN PERFORMANCE+MUN FUND
NPP

Delisted

NPP was delisted on the 9th of September, 2016.

68 hedge funds and large institutions have $116M invested in NUVEEN PERFORMANCE+MUN FUND in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 21 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding

Funds holding: 6868 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

2% less capital invested

Capital invested by funds: $118M → $116M (-$1.82M)

5% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 21

Holders
68
Holders Change
Holders Change %
0%
% of All Funds
1.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
20
Reduced
21
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$37M +$1.94M +134,580 +6%
HK
2
Horizon Kinetics
New York
$11.1M -$1.6M -110,779 -13%
V
3
Veritable
Delaware
$9.67M -$282K -19,549 -3%
Invesco
4
Invesco
Georgia
$7.76M -$528K -36,638 -6%
PPA
5
Parametric Portfolio Associates
Washington
$5.43M -$6.5K -451 -0.1%
CCWA
6
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$4.98M -$473K -32,842 -9%
MSL
7
Mackay Shields LLC
New York
$4.53M -$1.53M -106,099 -25%
OA
8
Oxbow Advisors
Texas
$3.83M -$10.2K -708 -0.3%
Wells Fargo
9
Wells Fargo
California
$3.06M -$30.6K -2,121 -1%
Bank of America
10
Bank of America
North Carolina
$2.34M +$595K +41,302 +34%
MIG
11
Mariner Investment Group
New York
$2.26M +$895K +62,067 +66%
RCM
12
Rivernorth Capital Management
Florida
$2.13M
Cohen & Steers
13
Cohen & Steers
New York
$2.03M +$126K +8,752 +7%
AAM
14
Advisors Asset Management
Colorado
$1.54M -$109K -7,535 -7%
AQR Capital Management
15
AQR Capital Management
Connecticut
$1.46M +$417K +28,950 +40%
U
16
UBS
Switzerland
$1.29M +$146K +10,145 +13%
Stifel Financial
17
Stifel Financial
Missouri
$1.25M +$93.9K +6,511 +8%
GC
18
Guggenheim Capital
Illinois
$1.17M +$288K +20,010 +33%
CIA
19
Capital Investment Advisors
Georgia
$1.05M -$16K -1,111 -2%
WC
20
Whitnell & Co
Illinois
$1.01M -$35.3K -2,450 -3%
VanEck Associates
21
VanEck Associates
New York
$912K +$96.2K +6,672 +12%
Allianz Asset Management
22
Allianz Asset Management
Germany
$798K
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$689K +$7.08K +491 +1%
First Trust Advisors
24
First Trust Advisors
Illinois
$664K +$2.45K +170 +0.4%
WAM
25
Wolverine Asset Management
Illinois
$597K +$228K +15,833 +62%

NPP Hedge Fund Activity: Q3 2014 in Review

68 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in NUVEEN PERFORMANCE+MUN FUND (NPP) for Q3 2014, worth a combined $116M — down 1.5% from $118M a quarter earlier.

Fund positioning in NPP was balanced in Q3 2014: 4 funds opened new positions, 4 closed out, 20 added to existing stakes and 21 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $1.94M. The largest seller was Horizon Kinetics, cutting an estimated $1.6M.

  • 68 institutional investors held NUVEEN PERFORMANCE+MUN FUND (NPP) as of Q3 2014, unchanged from Q2 2014.
  • Funds reported $116M of NUVEEN PERFORMANCE+MUN FUND stock for Q3 2014, down 1.5% quarter-over-quarter.
  • 4 funds opened new NUVEEN PERFORMANCE+MUN FUND positions in Q3 2014 and 4 closed out, a net change of 0 holders.
  • The largest NUVEEN PERFORMANCE+MUN FUND buyer in Q3 2014 was Morgan Stanley, an estimated $1.94M added.
  • The largest NUVEEN PERFORMANCE+MUN FUND seller in Q3 2014 was Horizon Kinetics, an estimated $1.6M sold.

Based on aggregated 13F filings for Q3 2014.