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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
851
iShares Core Moderate Allocation ETF
AOM
$1.76B
| $338K | 0.01% |
8,233
-489
| -6% | -$20K |
|
852
Etsy
ETSY
$7.68B
| $338K | 0.01% |
+2,780
| New | +$325K |
|
853
Silicon Motion
SIMO
$9.8B
| $336K | 0.01% |
8,892
+1,064
| +14% | +$42.6K |
|
854
Booz Allen Hamilton
BAH
$7.9B
| $335K | 0.01% |
4,032
-162
| -4% | -$13.3K |
|
855
iShares Mortgage Real Estate ETF
REM
$540M
| $335K | 0.01% |
13,003
-1,109
| -8% | -$28.8K |
|
856
Invesco Preferred ETF
PGX
$3.84B
| $334K | 0.01% |
22,691
+4,137
| +22% | +$60.7K |
|
857
Graco
GGG
$12.9B
| $333K | 0.01% |
5,432
+966
| +22% | +$54K |
|
|
GRID
858
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.5B
| $333K | 0.01% |
5,286
-3,482
| -40% | -$212K |
|
|
HFRO
859
Highland Opportunities and Income Fund
HFRO
$400M
| $333K | 0.01% |
38,759
+15,029
| +63% | +$127K |
|
860
Charles River Laboratories
CRL
$11B
| $332K | 0.01% |
1,467
+39
| +3% | +$8.09K |
|
861
First Trust Long/Short Equity ETF
FTLS
$2.45B
| $332K | 0.01% |
7,811
-2,606
| -25% | -$111K |
|
|
GUT
862
Gabelli Utility Trust
GUT
$570M
| $332K | 0.01% |
45,081
+390
| +0.9% | +$2.91K |
|
863
Royal Caribbean
RCL
$76B
| $331K | 0.01% |
5,111
-826
| -14% | -$48.6K |
|
864
iShares ESG Advanced High Yield Corporate Bond ETF
HYXF
$203M
| $330K | 0.01% |
6,475
+1,587
| +32% | +$80.9K |
|
|
BFX
865
DELISTED
BowFlex Inc.
BFX
| $330K | 0.01% |
19,205
+7,076
| +58% | +$90.7K |
|
866
Allegion
ALLE
$13.3B
| $328K | 0.01% |
3,313
+327
| +11% | +$33.2K |
|
867
Fair Isaac
FICO
$28B
| $328K | 0.01% |
770
+58
| +8% | +$24.6K |
|
868
Steris
STE
$20.5B
| $328K | 0.01% |
1,860
+428
| +30% | +$68.4K |
|
869
Teva Pharmaceuticals
TEVA
$36.3B
| $326K | 0.01% |
36,179
+12,467
| +53% | +$132K |
|
870
Entergy
ETR
$54B
| $325K | 0.01% |
6,602
-416
| -6% | -$20.6K |
|
871
Markel Group
MKL
$24.5B
| $325K | 0.01% |
334
+97
| +41% | +$98.5K |
|
872
PACCAR
PCAR
$68.8B
| $324K | 0.01% |
5,691
+1,497
| +36% | +$84K |
|
873
Domino's
DPZ
$10.7B
| $323K | 0.01% |
759
+103
| +16% | +$41K |
|
|
MIK
874
DELISTED
Michaels Stores, Inc
MIK
| $322K | 0.01% |
+33,304
| New | +$289K |
|
875
FT Vest US Equity Buffer ETF June
FJUN
$1.34B
| $321K | 0.01% |
10,007
-340
| -3% | -$10.8K |
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.