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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
Cap. Flow
+$84.8M
Cap. Flow %
2.85%
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$51.6M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$20.3M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$12.6M
4
TGT icon
Target
TGT
+$8.19M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.58M

Top Sells

Rank Stock Value
1
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$8.34M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$8.03M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.77M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.76M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Healthcare 5.2%
3 Consumer Discretionary 5.17%
4 Financials 4.61%
5 Communication Services 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUD icon
826
AB InBev
BUD
$155B
$367K 0.01%
6,802
+1,241
+22% +$68.7K
DJP icon
827
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$824M
$367K 0.01%
18,825
+322
+2% +$6.2K
TXT icon
828
Textron
TXT
$16.2B
$366K 0.01%
10,155
+131
+1% +$4.75K
CPRT icon
829
Copart
CPRT
$25.2B
$363K 0.01%
13,808
+8
+0.1% +$194
HRL icon
830
Hormel Foods
HRL
$13.8B
$363K 0.01%
7,432
+869
+13% +$43.6K
VGR
831
DELISTED
Vector Group Ltd.
VGR
$361K 0.01%
52,535
– –
DHY
832
Credit Suisse High Yield Credit Fund
DHY
$242M
$360K 0.01%
170,823
+357
+0.2% +$747
H icon
833
Hyatt Hotels
H
$17.3B
$360K 0.01%
6,742
+818
+14% +$43.9K
NICE icon
834
Nice
NICE
$5.09B
$360K 0.01%
1,585
-80
-5% -$17K
BYND icon
835
Beyond Meat
BYND
$289M
$359K 0.01%
+2,160
New +$293K
EXD
836
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
$358K 0.01%
39,900
-14,750
-27% -$136K
DJD icon
837
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$472M
$357K 0.01%
10,357
+3,723
+56% +$129K
FMC icon
838
FMC
FMC
$1.46B
$355K 0.01%
3,354
+53
+2% +$5.67K
APTV icon
839
Aptiv
APTV
$11.9B
$354K 0.01%
3,866
+207
+6% +$17.4K
FPXI icon
840
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$286M
$353K 0.01%
+6,206
New +$349K
ICF icon
841
iShares Select U.S. REIT ETF
ICF
$2.08B
$352K 0.01%
6,892
-730
-10% -$37.8K
MNR
842
DELISTED
Monmouth Real Estate Investment Corp
MNR
$351K 0.01%
25,337
-505
-2% -$7.2K
MP icon
843
MP Materials
MP
$7.95B
$350K 0.01%
+25,746
New +$325K
CNI icon
844
Canadian National Railway
CNI
$79.2B
$348K 0.01%
3,265
+337
+12% +$33.8K
KDP icon
845
Keurig Dr Pepper
KDP
$40.4B
$348K 0.01%
12,608
+1,993
+19% +$58.4K
PCI
846
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$348K 0.01%
17,326
+2,236
+15% +$42.7K
ACM icon
847
Aecom
ACM
$8.69B
$343K 0.01%
8,195
+438
+6% +$16.7K
CHE icon
848
Chemed
CHE
$6.68B
$342K 0.01%
+712
New +$349K
SLYV icon
849
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.88B
$342K 0.01%
6,828
-1,343
-16% -$68.9K
VMC icon
850
Vulcan Materials
VMC
$35.7B
$339K 0.01%
2,498
-465
-16% -$58.4K
32 33
34
35 36

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
  • First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
  • First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
  • First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
  • First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
  • First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
  • First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.