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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
Cap. Flow
+$84.8M
Cap. Flow %
2.85%
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$51.6M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$20.3M
3
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$12.6M
4
TGT icon
Target
TGT
+$8.19M
5
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.58M

Top Sells

Rank Stock Value
1
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$8.34M
2
FVD icon
First Trust Value Line Dividend Fund
FVD
+$8.03M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$8M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$7.77M
5
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$6.76M

Sector Composition

Rank Sector Weight
1 Technology 12.39%
2 Healthcare 5.2%
3 Consumer Discretionary 5.17%
4 Financials 4.61%
5 Communication Services 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVY icon
901
Avery Dennison
AVY
$11.9B
$297K 0.01%
2,324
-4
-0.2% -$472
DELL icon
902
Dell
DELL
$286B
$297K 0.01%
8,650
+50
+0.6% +$1.56K
GWX icon
903
State Street SPDR S&P International Small Cap ETF
GWX
$857M
$297K 0.01%
9,784
+52
+0.5% +$1.53K
PSR icon
904
Invesco Active US Real Estate Fund
PSR
$59.4M
$297K 0.01%
3,662
-111
-3% -$9.13K
UN
905
DELISTED
Unilever NV New York Registry Shares
UN
$297K 0.01%
4,917
+65
+1% +$3.77K
CSM icon
906
ProShares Large Cap Core Plus
CSM
$507M
$296K 0.01%
7,762
+96
+1% +$3.62K
KXI icon
907
iShares Global Consumer Staples ETF
KXI
$1.02B
$295K 0.01%
5,321
+770
+17% +$42.2K
PTON icon
908
Peloton Interactive
PTON
$2.62B
$295K 0.01%
+2,974
New +$219K
CTVA icon
909
Corteva
CTVA
$59.1B
$293K 0.01%
10,173
-6,706
-40% -$189K
OTIS icon
910
Otis Worldwide
OTIS
$26.7B
$293K 0.01%
4,692
-1,379
-23% -$84.3K
TMFS icon
911
Motley Fool Small-Cap Growth ETF
TMFS
$57.7M
$293K 0.01%
+9,542
New +$293K
XSLV icon
912
Invesco S&P SmallCap Low Volatility ETF
XSLV
$245M
$293K 0.01%
8,811
+233
+3% +$8.02K
PTH icon
913
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$168M
$292K 0.01%
6,435
+1,200
+23% +$52.9K
TECH icon
914
Bio-Techne
TECH
$11.2B
$292K 0.01%
4,716
+892
+23% +$58K
COR icon
915
Cencora
COR
$59B
$291K 0.01%
+3,006
New +$299K
RNG icon
916
RingCentral
RNG
$3.15B
$291K 0.01%
+1,060
New +$294K
SLQD icon
917
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$291K 0.01%
5,580
-852
-13% -$44.4K
AOR icon
918
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.62B
$290K 0.01%
5,995
+8
+0.1% +$386
COF icon
919
Capital One
COF
$122B
$289K 0.01%
4,019
-318
-7% -$21.3K
HPQ icon
920
HP
HPQ
$22.7B
$289K 0.01%
15,211
-3,190
-17% -$58.2K
FDD icon
921
First Trust STOXX European Select Dividend Income Fund
FDD
$855M
$288K 0.01%
28,077
-7,005
-20% -$76.4K
QTEC icon
922
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.51B
$285K 0.01%
2,430
+473
+24% +$54.6K
DCI icon
923
Donaldson
DCI
$10.6B
$284K 0.01%
6,126
+79
+1% +$3.84K
PWV icon
924
Invesco Large Cap Value ETF
PWV
$1.65B
$282K 0.01%
8,291
-1,475
-15% -$50.8K
FJUL icon
925
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$280K 0.01%
+9,032
New +$280K
35 36
37
38 39

Similar funds

WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
TT International London, United Kingdom $1.94B AUM
VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
Peter Svennilson $1.23B AUM 301.34% 1-Year Est. Return
CT
CGM Trust Boston, Massachusetts $957M AUM
CAW
Cornerstone Advisors (Washington) Bellevue, Washington $936M AUM 8.77% 1-Year Est. Return

First Allied Advisory Services's Q3 2020 Portfolio in Review

As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
  • First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
  • First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
  • First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
  • First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
  • First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
  • First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.