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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
701
Zimmer Biomet
ZBH
$20.5B
| $502K | 0.02% |
3,801
-340
| -8% | -$44.4K |
2013 Q2
29 quarters
|
|
702
VanEck Short High Yield Muni ETF
SHYD
$533M
| $500K | 0.02% |
20,515
-6,383
| -24% | -$155K |
2018 Q2
9 quarters
|
|
703
Gabelli Equity Trust
GAB
$1.85B
| $495K | 0.02% |
99,525
-3,981
| -4% | -$20.4K |
2014 Q1
26 quarters
|
|
704
Energy Transfer Partners
ET
$65.7B
| $493K | 0.02% |
90,986
-1,084
| -1% | -$6.88K |
2013 Q2
29 quarters
|
|
705
Expeditors International
EXPD
$24.5B
| $493K | 0.02% |
5,448
-698
| -11% | -$59.5K |
2014 Q2
25 quarters
|
|
706
ConocoPhillips
COP
$159B
| $492K | 0.02% |
14,979
-889
| -6% | -$33.7K |
2013 Q2
29 quarters
|
|
707
iShares ESG Aware MSCI EAFE ETF
ESGD
$12B
| $491K | 0.02% |
7,729
+3,462
| +81% | +$221K |
2020 Q2
1 quarter
|
|
708
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.45B
| $489K | 0.02% |
14,835
-4,701
| -24% | -$159K |
2016 Q1
18 quarters
|
|
709
Quest Diagnostics
DGX
$28.7B
| $488K | 0.02% |
4,265
+172
| +4% | +$20.3K |
2020 Q2
1 quarter
|
|
710
DELISTED
Kellanova
K
| $485K | 0.02% |
7,992
-744
| -9% | -$47.2K |
2017 Q4
11 quarters
|
|
711
DELISTED
Tri Pointe Homes
TPH
| $485K | 0.02% |
+26,741
| New | +$453K |
2020 Q3
0 quarters
|
|
712
DELISTED
Electronic Arts
EA
| $484K | 0.02% |
3,712
+1,586
| +75% | +$216K |
2020 Q2
1 quarter
|
|
713
Defiance Space and Connective Tech ETF
UFOX
$771M
| $484K | 0.02% |
17,003
+2
| +0% | +$57 |
2019 Q3
4 quarters
|
|
714
HEICO Corp Class A
HEI.A
$35.7B
| $483K | 0.02% |
5,450
+1,987
| +57% | +$168K |
2020 Q2
1 quarter
|
|
715
Vanguard World Funds Extended Duration ETF
EDV
$3.94B
| $481K | 0.02% |
2,902
-150
| -5% | -$25.3K |
2020 Q1
2 quarters
|
|
716
Waste Connections
WCN
$47.6B
| $481K | 0.02% |
4,646
+222
| +5% | +$22.2K |
2016 Q2
17 quarters
|
|
717
New Mountain Finance
NMFC
$650M
| $480K | 0.02% |
50,161
+3,006
| +6% | +$29K |
2019 Q1
6 quarters
|
|
718
QuidelOrtho
QDEL
$830M
| $480K | 0.02% |
2,190
+7
| +0.3% | +$1.56K |
2020 Q2
1 quarter
|
|
719
Truist Financial
TFC
$60.3B
| $480K | 0.02% |
12,628
+351
| +3% | +$13.2K |
2014 Q3
24 quarters
|
|
|
GBT
720
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $480K | 0.02% |
8,700
-3,600
| -29% | -$229K |
2019 Q4
3 quarters
|
|
721
BNY Mellon High Yield Strategies Fund
DHF
$164M
| $477K | 0.02% |
176,025
-11,724
| -6% | -$31.9K |
2015 Q3
20 quarters
|
|
722
Charter Communications
CHTR
$13.9B
| $476K | 0.02% |
763
+67
| +10% | +$39.5K |
2019 Q4
3 quarters
|
|
723
Medical Properties Trust
MPT
$1.09B
| $476K | 0.02% |
27,015
-2,936
| -10% | -$54.6K |
2013 Q2
29 quarters
|
|
724
PIMCO Corporate & Income Opportunity Fund
PTY
$2.5B
| $476K | 0.02% |
29,517
-561
| -2% | -$8.89K |
2016 Q2
17 quarters
|
|
725
Yum! Brands
YUM
$43.3B
| $476K | 0.02% |
5,211
+157
| +3% | +$14.5K |
2013 Q2
29 quarters
|
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.