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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
726
Alcon
ALC
$32.8B
| $475K | 0.02% |
8,342
+627
| +8% | +$36.9K |
|
727
US Global Jets ETF
JETS
$781M
| $474K | 0.02% |
28,053
-15,612
| -36% | -$265K |
|
728
Vanguard FTSE Europe ETF
VGK
$29.8B
| $474K | 0.02% |
9,047
+72
| +0.8% | +$3.85K |
|
729
Ventas
VTR
$47.6B
| $472K | 0.02% |
11,245
+694
| +7% | +$27.7K |
|
|
PFO
730
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
| $471K | 0.02% |
+39,609
| New | +$470K |
|
731
American Airlines Group
AAL
$8.97B
| $470K | 0.02% |
38,246
+9,200
| +32% | +$115K |
|
732
Cooper Companies
COO
$13.7B
| $469K | 0.02% |
5,564
+1,076
| +24% | +$82.5K |
|
733
Invesco BuyBack Achievers ETF
PKW
$1.68B
| $468K | 0.02% |
7,777
| – | – |
|
734
Church & Dwight Co
CHD
$22.8B
| $467K | 0.02% |
4,980
+625
| +14% | +$56.7K |
|
735
SPDR Gold MiniShares Trust
GLDM
$27.4B
| $467K | 0.02% |
+12,416
| New | +$473K |
|
|
FLOW
736
DELISTED
SPX FLOW, Inc.
FLOW
| $467K | 0.02% |
10,917
-20,405
| -65% | -$851K |
|
|
MRCC
737
DELISTED
Monroe Capital Corp
MRCC
| $465K | 0.02% |
67,947
+7,550
| +13% | +$51.6K |
|
738
OGE Energy
OGE
$10.2B
| $465K | 0.02% |
15,493
-3,928
| -20% | -$124K |
|
739
Innovator US Equity Power Buffer ETF April
PAPR
$947M
| $465K | 0.02% |
17,445
-407
| -2% | -$10.8K |
|
740
BlackRock Science and Technology Trust
BST
$1.59B
| $464K | 0.02% |
10,914
+30
| +0.3% | +$1.21K |
|
741
H&R Block
HRB
$5.06B
| $464K | 0.02% |
28,496
+1,817
| +7% | +$26.7K |
|
742
Albemarle
ALB
$13.8B
| $461K | 0.02% |
5,158
-12,646
| -71% | -$1.12M |
|
743
Equifax
EFX
$19.6B
| $456K | 0.02% |
2,909
+331
| +13% | +$54.2K |
|
744
Western Digital
WDC
$192B
| $456K | 0.02% |
16,511
-1,006
| -6% | -$29.9K |
|
745
CDW
CDW
$16.6B
| $455K | 0.02% |
3,804
-415
| -10% | -$47.5K |
|
746
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
| $454K | 0.02% |
15,065
+543
| +4% | +$17.3K |
|
747
WisdomTree US Efficient Core Fund
NTSX
$1.34B
| $453K | 0.02% |
+13,600
| New | +$446K |
|
|
ESGR
748
DELISTED
Enstar Group
ESGR
| $452K | 0.02% |
+2,800
| New | +$477K |
|
749
Freeport-McMoran
FCX
$91.3B
| $452K | 0.02% |
28,930
+2,552
| +10% | +$36.8K |
|
750
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.06B
| $452K | 0.02% |
14,711
-1,924
| -12% | -$59.1K |
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.