First Allied Advisory Services’s New Mountain Finance NMFC Stock Holding History

First Allied Advisory Services’s Portfolio NMFC Stock Details NMFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$480K	Buy	50,161 +3,006	+6%	+$29K	0.02%	717
2020 Q2	$438K	Buy	47,155 +3,890	+9%	+$32K	0.02%	696
2020 Q1	$294K	Buy	43,265 +7,520	+21%	+$92.9K	0.01%	765
2019 Q4	$504K	Buy	35,745 +6,624	+23%	+$89.7K	0.02%	709
2019 Q3	$399K	Buy	29,121 +9,844	+51%	+$134K	0.01%	769
2019 Q2	$269K	Buy	19,277 +7,194	+60%	+$101K	0.01%	937
2019 Q1	$165K	Buy	+12,083	New	+$164K	0.01%	1074

Other funds holding NMFC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RTS

Round Table Services Westfield, New Jersey $508M AUM 16.36% 1-Year Est. Return

DCM

Dimension Capital Management Coral Gables, Florida $713M AUM 18.57% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Cliffwater Marina Del Rey, California $377M AUM 5.73% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

SCIM

Spring Creek Investment Management Philadelphia, Pennsylvania $42.3M AUM 31.86% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

First Allied Advisory Services's NMFC Position: Q3 2020 in Review

First Allied Advisory Services increased its New Mountain Finance (NMFC) stake by 6.4% in Q3 2020, buying an estimated $29K and bringing the position to 50,161 shares worth $480K. The position accounts for 0.02% of the portfolio, ranked #717.

First Allied Advisory Services first reported a position in NMFC in Q1 2019 and has held it in 7 quarters since. The position peaked at $504K in Q4 2019. 124 funds tracked by Wall St. Rank hold NMFC as of Q3 2020.

First Allied Advisory Services held 50,161 shares of New Mountain Finance worth $480K as of Q3 2020.
First Allied Advisory Services bought 3,006 New Mountain Finance shares in Q3 2020, an estimated $29K.
New Mountain Finance made up 0.02% of First Allied Advisory Services's portfolio in Q3 2020, its #717 holding.
First Allied Advisory Services first reported a position in New Mountain Finance in Q1 2019 and has held it in 7 quarters since.
First Allied Advisory Services's New Mountain Finance position peaked at $504K in Q4 2019.
124 funds tracked by Wall St. Rank held New Mountain Finance as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.