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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
651
State Street Blackstone Senior Loan ETF
SRLN
$5.15B
| $565K | 0.02% |
12,629
-1,338
| -10% | -$59.3K |
2017 Q4
11 quarters
|
|
652
F5
FFIV
$17.7B
| $561K | 0.02% |
4,573
-405
| -8% | -$54.5K |
2014 Q1
26 quarters
|
|
653
iShares MSCI Taiwan ETF
EWT
$9.7B
| $560K | 0.02% |
+12,482
| New | +$552K |
2020 Q3
0 quarters
|
|
654
Baidu
BIDU
$27.9B
| $559K | 0.02% |
4,414
-435
| -9% | -$53.9K |
2014 Q3
24 quarters
|
|
655
Palo Alto Networks
PANW
$257B
| $559K | 0.02% |
13,710
+420
| +3% | +$17.5K |
2016 Q4
15 quarters
|
|
656
NiSource
NI
$21.2B
| $558K | 0.02% |
25,386
-861
| -3% | -$20K |
2020 Q1
2 quarters
|
|
657
Cummins
CMI
$61.7B
| $555K | 0.02% |
2,628
-714
| -21% | -$142K |
2013 Q2
29 quarters
|
|
658
Wheaton Precious Metals
WPM
$61.9B
| $555K | 0.02% |
11,347
+126
| +1% | +$6.42K |
2017 Q4
11 quarters
|
|
659
Broadridge
BR
$21.5B
| $554K | 0.02% |
4,199
+137
| +3% | +$18.3K |
2014 Q3
24 quarters
|
|
660
Franklin US Small Cap Multifactor Index ETF
FLQS
$48.2M
| $553K | 0.02% |
21,531
+2,247
| +12% | +$58.6K |
2020 Q2
1 quarter
|
|
661
PIMCO 15+ Year US TIPS Index Exchange-Traded Fund
LTPZ
$1.14B
| $553K | 0.02% |
6,321
+695
| +12% | +$60.4K |
2017 Q2
13 quarters
|
|
662
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.34B
| $552K | 0.02% |
18,600
-2,200
| -11% | -$65.4K |
2013 Q3
28 quarters
|
|
663
Alliant Energy
LNT
$18.8B
| $552K | 0.02% |
10,693
-768
| -7% | -$40.1K |
2014 Q4
23 quarters
|
|
664
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
| $552K | 0.02% |
21,978
-4,090
| -16% | -$103K |
2019 Q1
6 quarters
|
|
665
VanEck Biotech ETF
BBH
$516M
| $549K | 0.02% |
3,386
-384
| -10% | -$62.4K |
2020 Q2
1 quarter
|
|
666
Global X Video Games & Esports ETF
HERO
$63.5M
| $549K | 0.02% |
20,216
+8,541
| +73% | +$220K |
2020 Q2
1 quarter
|
|
667
Phillips 66
PSX
$95.8B
| $549K | 0.02% |
10,598
+262
| +3% | +$16K |
2013 Q2
29 quarters
|
|
668
Corning
GLW
$91.4B
| $547K | 0.02% |
16,883
-575
| -3% | -$17.8K |
2013 Q2
29 quarters
|
|
669
PIMCO Investment Grade Corporate Bond Exchange-Traded Fund
CORP
$1.36B
| $544K | 0.02% |
4,747
+379
| +9% | +$43.9K |
2016 Q2
17 quarters
|
|
670
Ladder Capital
LADR
$1.12B
| $543K | 0.02% |
76,325
-3,591
| -4% | -$27K |
2018 Q1
10 quarters
|
|
671
Yext
YEXT
$749M
| $543K | 0.02% |
+35,746
| New | +$603K |
2020 Q3
0 quarters
|
|
672
VanEck High Yield Muni ETF
HYD
$4.62B
| $541K | 0.02% |
9,046
-8,819
| -49% | -$528K |
2020 Q1
2 quarters
|
|
673
Pimco California Municipal Income Fund
PCQ
$158M
| $540K | 0.02% |
30,494
-1,095
| -3% | -$18.9K |
2019 Q2
5 quarters
|
|
674
JPMorgan BetaBuilders Canada ETF
BBCA
$11.8B
| $538K | 0.02% |
+11,287
| New | +$544K |
2020 Q3
0 quarters
|
|
675
Ross Stores
ROST
$73.8B
| $538K | 0.02% |
5,765
+465
| +9% | +$41.7K |
2013 Q2
29 quarters
|
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.