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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
First Trust US Equity Opportunities ETF
FPX
$1.55B
| $658K | 0.02% |
6,807
+169
| +3% | +$15.4K |
|
602
iShares Core MSCI Total International Stock ETF
IXUS
$57.6B
| $654K | 0.02% |
11,208
+2,792
| +33% | +$163K |
|
603
MetLife
MET
$59.5B
| $651K | 0.02% |
17,514
-3,780
| -18% | -$143K |
|
604
iShares California Muni Bond ETF
CMF
$4.54B
| $650K | 0.02% |
10,416
| – | – |
|
605
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
| $646K | 0.02% |
12,853
+5,225
| +68% | +$262K |
|
|
FISV
606
Fiserv Inc
FISV
$26.6B
| $644K | 0.02% |
6,245
-670
| -10% | -$66.7K |
|
607
Progressive
PGR
$120B
| $644K | 0.02% |
6,799
-397
| -6% | -$35.7K |
|
608
Main Street Capital
MAIN
$4.94B
| $641K | 0.02% |
21,671
+2,433
| +13% | +$74.5K |
|
609
Enterprise Products Partners
EPD
$83.9B
| $640K | 0.02% |
40,513
+6,162
| +18% | +$108K |
|
|
ANSS
610
DELISTED
Ansys
ANSS
| $638K | 0.02% |
1,949
+171
| +10% | +$53.6K |
|
611
Moderna
MRNA
$22.6B
| $637K | 0.02% |
9,007
-1,886
| -17% | -$131K |
|
612
iShares US Consumer Staples ETF
IYK
$1.37B
| $635K | 0.02% |
12,765
-150
| -1% | -$7.16K |
|
613
Akamai
AKAM
$17.1B
| $629K | 0.02% |
5,690
-608
| -10% | -$67.5K |
|
|
HBI
614
DELISTED
Hanesbrands
HBI
| $624K | 0.02% |
39,615
+12,061
| +44% | +$177K |
|
615
Hershey
HSY
$34.9B
| $624K | 0.02% |
4,351
-1,576
| -27% | -$223K |
|
616
WisdomTree US MidCap Dividend Fund
DON
$3.99B
| $619K | 0.02% |
21,417
+44
| +0.2% | +$1.3K |
|
617
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
| $619K | 0.02% |
9,102
+217
| +2% | +$14.6K |
|
618
Welltower
WELL
$174B
| $619K | 0.02% |
11,235
+1,036
| +10% | +$56.9K |
|
619
Illinois Tool Works
ITW
$79.7B
| $617K | 0.02% |
3,195
+106
| +3% | +$20.1K |
|
620
Newell Brands
NWL
$2.14B
| $617K | 0.02% |
35,973
-1,341
| -4% | -$22.4K |
|
621
Williams Companies
WMB
$92B
| $616K | 0.02% |
31,343
+1,869
| +6% | +$38K |
|
|
RESP
622
DELISTED
WisdomTree U.S. ESG Fund
RESP
| $615K | 0.02% |
16,876
+1,011
| +6% | +$36.4K |
|
623
Hyliion Holdings
HYLN
$735M
| $613K | 0.02% |
12,298
-8,554
| -41% | -$280K |
|
624
First Trust Dorsey Wright Focus 5 ETF
FV
$3.67B
| $608K | 0.02% |
17,822
-1,373
| -7% | -$46.8K |
|
|
JPS
625
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $605K | 0.02% |
68,696
+2,818
| +4% | +$25.1K |
|
Similar funds
WAM
FS
NIMC
TI
VIM
PS
CT
CAW
First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.