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First Allied Advisory Services Portfolio holdings
AUM
$2.98B
Turnover
16.84%
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow % of AUM
Cap. Flow %
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Avg Time Held
Equity + Options
3.5
years
Top 10 Avg Time Held
Equity + Options
2.5
years
Top 20 Avg Time Held
Equity + Options
2.3
years
Avg Time Held Equity only
3.5
years
Top 10 Avg Time Held Equity only
2.5
years
Top 20 Avg Time Held Equity only
2.3
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Morningstar Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 57.35% |
| 2 | Technology | 12.4% |
| 3 | Healthcare | 5.24% |
| 4 | Consumer Discretionary | 5.17% |
| 5 | Financials | 4.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
601
First Trust US Equity Opportunities ETF
FPX
$1.34B
| $658K | 0.02% |
6,807
+169
| +3% | +$15.4K |
2015 Q2
21 quarters
|
|
602
iShares Core MSCI Total International Stock ETF
IXUS
$58.1B
| $654K | 0.02% |
11,208
+2,792
| +33% | +$163K |
2015 Q1
22 quarters
|
|
603
MetLife
MET
$63.9B
| $651K | 0.02% |
17,514
-3,780
| -18% | -$143K |
2013 Q2
29 quarters
|
|
604
iShares California Muni Bond ETF
CMF
$5.48B
| $650K | 0.02% |
10,416
| – | – |
2018 Q3
8 quarters
|
|
605
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.36B
| $646K | 0.02% |
12,853
+5,225
| +68% | +$262K |
2020 Q2
1 quarter
|
|
606
Fiserv Inc
FISV
$33.8B
| $644K | 0.02% |
6,245
-670
| -10% | -$66.7K |
2019 Q1
6 quarters
|
|
607
Progressive
PGR
$132B
| $644K | 0.02% |
6,799
-397
| -6% | -$35.7K |
2017 Q4
11 quarters
|
|
608
Main Street Capital
MAIN
$5.34B
| $641K | 0.02% |
21,671
+2,433
| +13% | +$74.5K |
2020 Q2
1 quarter
|
|
609
Enterprise Products Partners
EPD
$79.1B
| $640K | 0.02% |
40,513
+6,162
| +18% | +$108K |
2013 Q2
29 quarters
|
|
610
DELISTED
Ansys
ANSS
| $638K | 0.02% |
1,949
+171
| +10% | +$53.6K |
2019 Q3
4 quarters
|
|
611
Moderna
MRNA
$107B
| $637K | 0.02% |
9,007
-1,886
| -17% | -$131K |
2020 Q2
1 quarter
|
|
612
iShares US Consumer Staples ETF
IYK
$1.51B
| $635K | 0.02% |
12,765
-150
| -1% | -$7.16K |
2013 Q2
29 quarters
|
|
613
Akamai
AKAM
$11.5B
| $629K | 0.02% |
5,690
-608
| -10% | -$67.5K |
2018 Q4
7 quarters
|
|
614
DELISTED
Hanesbrands
HBI
| $624K | 0.02% |
39,615
+12,061
| +44% | +$177K |
2013 Q2
29 quarters
|
|
615
Hershey
HSY
$34.9B
| $624K | 0.02% |
4,351
-1,576
| -27% | -$223K |
2014 Q4
23 quarters
|
|
616
WisdomTree US MidCap Dividend Fund
DON
$4.05B
| $619K | 0.02% |
21,417
+44
| +0.2% | +$1.3K |
2015 Q2
21 quarters
|
|
617
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.3B
| $619K | 0.02% |
9,102
+217
| +2% | +$14.6K |
2020 Q2
1 quarter
|
|
618
Welltower
WELL
$181B
| $619K | 0.02% |
11,235
+1,036
| +10% | +$56.9K |
2013 Q2
29 quarters
|
|
619
Illinois Tool Works
ITW
$81.5B
| $617K | 0.02% |
3,195
+106
| +3% | +$20.1K |
2013 Q2
29 quarters
|
|
620
Newell Brands
NWL
$2.51B
| $617K | 0.02% |
35,973
-1,341
| -4% | -$22.4K |
2018 Q2
9 quarters
|
|
621
Williams Companies
WMB
$83.1B
| $616K | 0.02% |
31,343
+1,869
| +6% | +$38K |
2017 Q2
13 quarters
|
|
|
RESP
622
DELISTED
WisdomTree U.S. ESG Fund
RESP
| $615K | 0.02% |
16,876
+1,011
| +6% | +$36.4K |
2019 Q3
4 quarters
|
|
623
Hyliion Holdings
HYLN
$561M
| $613K | 0.02% |
12,298
-8,554
| -41% | -$280K |
2020 Q2
1 quarter
|
|
624
First Trust Dorsey Wright Focus 5 ETF
FV
$3.75B
| $608K | 0.02% |
17,822
-1,373
| -7% | -$46.8K |
2014 Q1
26 quarters
|
|
|
JPS
625
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $605K | 0.02% |
68,696
+2,818
| +4% | +$25.1K |
2013 Q2
29 quarters
|
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Miscellaneous at 57% of assets, down from 59% a quarter earlier, followed by Technology and Healthcare.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.