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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
Invesco S&P MidCap Low Volatility ETF
XMLV
$749M
| $736K | 0.02% |
+17,673
| New | +$752K |
|
|
ALXN
577
DELISTED
Alexion Pharmaceuticals
ALXN
| $732K | 0.02% |
6,400
-1,711
| -21% | -$185K |
|
578
AllianceBernstein
AB
$3.47B
| $723K | 0.02% |
26,741
-98
| -0.4% | -$2.74K |
|
579
Whirlpool
WHR
$2.31B
| $723K | 0.02% |
3,932
-10,122
| -72% | -$1.68M |
|
580
WisdomTree US Total Dividend Fund
DTD
$1.64B
| $718K | 0.02% |
15,286
-1,620
| -10% | -$76.2K |
|
581
First Trust Global Wind Energy ETF
FAN
$283M
| $716K | 0.02% |
40,859
-900
| -2% | -$15.1K |
|
582
Booking.com
BKNG
$134B
| $715K | 0.02% |
10,450
-3,050
| -23% | -$214K |
|
583
Warner Bros
WBD
$65.1B
| $715K | 0.02% |
32,834
+14,761
| +82% | +$322K |
|
584
Estee Lauder
EL
$28.9B
| $714K | 0.02% |
3,273
+78
| +2% | +$16K |
|
585
iShares JPMorgan EM High Yield Bond ETF
EMHY
$618M
| $712K | 0.02% |
16,313
-2,740
| -14% | -$121K |
|
586
Public Service Enterprise Group
PEG
$39.8B
| $712K | 0.02% |
12,968
-675
| -5% | -$35.7K |
|
587
FT Vest US Equity Deep Buffer ETF August
DAUG
$367M
| $707K | 0.02% |
22,201
-4,165
| -16% | -$131K |
|
588
Marriott International
MAR
$96.1B
| $706K | 0.02% |
7,626
+2,421
| +47% | +$228K |
|
589
Affiliated Managers Group
AMG
$9.19B
| $705K | 0.02% |
10,309
-13,691
| -57% | -$957K |
|
590
Sanofi
SNY
$104B
| $694K | 0.02% |
13,835
-1,964
| -12% | -$101K |
|
591
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
| $686K | 0.02% |
47,842
+6,487
| +16% | +$93.1K |
|
592
iShares Expanded Tech-Software Sector ETF
IGV
$12.9B
| $678K | 0.02% |
10,895
+3,040
| +39% | +$183K |
|
593
Labcorp
LH
$23.9B
| $678K | 0.02% |
4,190
-61
| -1% | -$9.67K |
|
594
McCormick & Company Non-Voting
MKC
$13.5B
| $670K | 0.02% |
6,902
+138
| +2% | +$13.5K |
|
595
Generac Holdings
GNRC
$12.4B
| $669K | 0.02% |
+3,455
| New | +$569K |
|
596
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
| $667K | 0.02% |
16,876
+37
| +0.2% | +$1.48K |
|
597
Boston Scientific
BSX
$64.8B
| $666K | 0.02% |
17,422
+35
| +0.2% | +$1.35K |
|
598
Amplify Junior Silver Miners ETF
SILJ
$3.28B
| $666K | 0.02% |
48,209
+3,500
| +8% | +$51.4K |
|
599
Air Products & Chemicals
APD
$65.5B
| $660K | 0.02% |
2,215
+233
| +12% | +$67K |
|
600
Blue Owl Capital
OBDC
$5.31B
| $659K | 0.02% |
54,617
+34,340
| +169% | +$421K |
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.