First Allied Advisory Services’s First Trust Global Wind Energy ETF FAN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$716K	Sell	40,859 -900	-2%	-$15.1K	0.02%	581
2020 Q2	$601K	Buy	41,759 +872	+2%	+$11.5K	0.02%	591
2020 Q1	$495K	Buy	40,887 +1,511	+4%	+$21.3K	0.02%	593
2019 Q4	$576K	Sell	39,376 -105,784	-73%	-$1.46M	0.02%	662
2019 Q3	$1.9M	Sell	145,160 -6,707	-4%	-$88.6K	0.07%	316
2019 Q2	$2.03M	Buy	151,867 +688	+0.5%	+$9.02K	0.07%	297
2019 Q1	$1.97M	Sell	151,179 -1,500	-1%	-$19K	0.07%	300
2018 Q4	$1.74M	Buy	152,679 +30,945	+25%	+$363K	0.07%	296
2018 Q3	$1.5M	Buy	121,734 +3,600	+3%	+$45.8K	0.05%	356
2018 Q2	$1.5M	Sell	118,134 -1,295	-1%	-$17.5K	0.06%	343
2018 Q1	$1.59M	Sell	119,429 -1,601	-1%	-$21.3K	0.06%	330
2017 Q4	$1.6M	Buy	121,030 +63,443	+110%	+$823K	0.06%	324
2017 Q3	$756K	Buy	57,587 +10,345	+22%	+$136K	0.03%	485
2017 Q2	$612K	Buy	47,242 +10,752	+29%	+$141K	0.03%	550
2017 Q1	$460K	Sell	36,490 -200	-0.5%	-$2.45K	0.02%	616
2016 Q4	$429K	Buy	36,690 +12,466	+51%	+$154K	0.02%	637
2016 Q3	$322K	Sell	24,224 -1,500	-6%	-$19.7K	0.02%	718
2016 Q2	$325K	Hold	25,724	–	–	0.02%	712
2016 Q1	$300K	Sell	25,724 -39	-0.2%	-$419	0.02%	738
2015 Q4	$291K	Buy	25,763 +4,200	+19%	+$47K	0.02%	786
2015 Q3	$221K	Buy	21,563 +2,265	+12%	+$25.1K	0.01%	866
2015 Q2	$220K	Buy	19,298 +39	+0.2%	+$458	0.01%	970
2015 Q1	$211K	Buy	19,259 +1,500	+8%	+$15.9K	0.01%	941
2014 Q4	$180K	Buy	17,759 +170	+1%	+$1.84K	0.01%	947
2014 Q3	$204K	Buy	17,589 +1,070	+6%	+$13.3K	0.02%	915
2014 Q2	$222K	Sell	16,519 -678	-4%	-$8.6K	0.02%	842
2014 Q1	$209K	Buy	17,197 +6,059	+54%	+$71.8K	0.02%	873
2013 Q4	$127K	Buy	+11,138	New	+$123K	0.01%	874