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First Trust Global Wind Energy ETF

52 hedge funds and large institutions have $35.7M invested in First Trust Global Wind Energy ETF in 2017 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

18% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 11

13% more funds holding

Funds holding: 4652 (+6)

4.77% less ownership

Funds ownership: 41.2%36.43% (-4.8%)

13% less capital invested

Capital invested by funds: $41M → $35.7M (-$5.24M)

Holders
52
Holders Change
+6
Holders Change %
+13.04%
% of All Funds
1.18%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
13
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$11.2M +$1.36M +105,190 +14%
Morgan Stanley
2
Morgan Stanley
New York
$9.89M -$1.65M -127,475 -15%
Bank of America
3
Bank of America
North Carolina
$1.82M -$577K -44,450 -24%
PCTC
4
Perkins Coie Trust Company
Washington
$1.63M -$2.72K -210 -0.2%
FAAS
5
First Allied Advisory Services
California
$1.6M +$823K +63,443 +110%
Ameriprise
6
Ameriprise
Minnesota
$1.43M +$783K +60,327 +126%
UBS Group
7
UBS Group
Switzerland
$1.07M -$2.58M -198,960 -71%
LNB
8
Ledyard National Bank
$788K +$239K +18,427 +45%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$652K +$20.5K +1,577 +3%
Creative Planning
10
Creative Planning
Kansas
$629K +$47.2K +3,637 +8%
RJA
11
Raymond James & Associates
Florida
$567K -$354K -27,267 -39%
LPL Financial
12
LPL Financial
California
$534K +$95.9K +7,395 +22%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$526K -$14.2K -1,098 -3%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$341K +$334K +25,717 New
EDRH
15
Edmond de Rothschild Holding
Switzerland
$319K -$223K -17,200 -42%
Citadel Advisors
16
Citadel Advisors
Florida
$295K -$901K -69,454 -76%
JGUA
17
John G. Ullman & Associates
New York
$209K +$205K +15,800 New
Mariner
18
Mariner
Kansas
$177K
CA
19
Cetera Advisors
Colorado
$163K +$2.83K +218 +2%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$161K +$4.84K +373 +3%
MML Investors Services
21
MML Investors Services
Massachusetts
$159K +$14.6K +1,124 +10%
WT
22
Whittier Trust
California
$154K
SB
23
Suntrust Banks
Georgia
$146K -$378K -29,139 -73%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$145K +$142K +10,932 New
CG
25
Colony Group
Massachusetts
$141K

FAN Hedge Fund Activity: Q4 2017 in Review

52 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q4 2017, worth a combined $35.7M — down 13% from $41M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new FAN positions and 6 closed out — a net gain of 6 holders — while 13 added to existing stakes and 11 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.36M. The largest seller was UBS Group, cutting an estimated $2.58M.

  • 52 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q4 2017, up from 46 in Q3 2017.
  • Funds reported $35.7M of First Trust Global Wind Energy ETF stock for Q4 2017, down 13% quarter-over-quarter.
  • 12 funds opened new First Trust Global Wind Energy ETF positions in Q4 2017 and 6 closed out, a net change of +6 holders.
  • The largest First Trust Global Wind Energy ETF buyer in Q4 2017 was Wells Fargo, an estimated $1.36M added.
  • The largest First Trust Global Wind Energy ETF seller in Q4 2017 was UBS Group, an estimated $2.58M sold.

Based on aggregated 13F filings for Q4 2017.