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First Trust Global Wind Energy ETF

126 hedge funds and large institutions have $134M invested in First Trust Global Wind Energy ETF in 2021 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 47 increasing their positions, 17 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

585% more call options, than puts

Call options by funds: $1.57M | Put options by funds: $230K

192% more first-time investments, than exits

New positions opened: 35 | Existing positions closed: 12

176% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 17

21% more funds holding

Funds holding: 104126 (+22)

7.2% less ownership

Funds ownership: 38.58%31.38% (-7.2%)

14% less capital invested

Capital invested by funds: $156M → $134M (-$21.7M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
126
Holders Change
+22
Holders Change %
+21.15%
% of All Funds
2.21%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
35
Increased
47
Reduced
17
Closed
12
Calls
$1.57M
Puts
$230K
Net Calls
+$1.34M
Net Calls Change
+$1.34M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.2M -$4.06M -174,379 -19%
Bank of America
2
Bank of America
North Carolina
$16M +$3.4M +146,070 +26%
Wells Fargo
3
Wells Fargo
California
$12.4M +$598K +25,724 +5%
UBS Group
4
UBS Group
Switzerland
$9.31M +$2.29M +98,584 +31%
LPL Financial
5
LPL Financial
California
$7.27M +$1.47M +63,122 +24%
IAIM
6
International Assets Investment Management
Florida
$6.1M +$3.27M +140,626 New
HCM
7
Harvey Capital Management
Florida
$4.84M +$121K +5,200 +2%
BCV
8
Banque Cantonale Vaudoise
Switzerland
$4.02M +$927K +39,855 +29%
BFG
9
Baron Financial Group
New Jersey
$3.89M +$68.5K +2,945 +2%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$2.85M +$595K +25,601 +25%
Osaic Holdings
11
Osaic Holdings
Arizona
$2.63M +$212K +9,110 +8%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$2.33M +$857K +36,866 +56%
FAIM
13
Financial Advocates Investment Management
Washington
$2.21M +$504K +21,659 +28%
CG
14
Colony Group
Massachusetts
$2.19M +$1.09M +46,822 +93%
LNB
15
Ledyard National Bank
$1.98M +$7.07K +304 +0.3%
Jane Street
16
Jane Street
New York
$1.91M +$648K +27,868 +49%
PCTC
17
Perkins Coie Trust Company
Washington
$1.86M -$346K -14,876 -15%
NFG
18
Next Financial Group
Texas
$1.6M +$39.8K +1,710 +2%
RJA
19
Raymond James & Associates
Florida
$1.51M +$145K +6,225 +10%
Ameriprise
20
Ameriprise
Minnesota
$1.48M +$568K +24,436 +59%
PAG
21
Private Advisor Group
New Jersey
$1.44M +$476K +20,481 +47%
AIC
22
Ameritas Investment Company
Nebraska
$1.42M +$1.47M +63,022 New
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.33M +$165K +7,112 +14%
Stifel Financial
24
Stifel Financial
Missouri
$1.33M +$57.3K +2,463 +4%
EOCM
25
Energy Opportunities Capital Management
Texas
$1.15M

FAN Hedge Fund Activity: Q1 2021 in Review

126 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q1 2021, worth a combined $134M — down 14% from $156M a quarter earlier.

Buyers outnumbered sellers: 35 funds opened new FAN positions and 12 closed out — a net gain of 23 holders — while 47 added to existing stakes and 17 trimmed.

The largest buyer was Bank of America, adding an estimated $3.4M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $26.6M.

  • 126 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q1 2021, up from 104 in Q4 2020.
  • Funds reported $134M of First Trust Global Wind Energy ETF stock for Q1 2021, down 14% quarter-over-quarter.
  • 35 funds opened new First Trust Global Wind Energy ETF positions in Q1 2021 and 12 closed out, a net change of +23 holders.
  • The largest First Trust Global Wind Energy ETF buyer in Q1 2021 was Bank of America, an estimated $3.4M added.
  • The largest First Trust Global Wind Energy ETF seller in Q1 2021 was Raymond James Financial Services Advisors, an estimated $26.6M sold.

Based on aggregated 13F filings for Q1 2021.