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First Trust Global Wind Energy ETF

42 hedge funds and large institutions have $33M invested in First Trust Global Wind Energy ETF in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

0.19% more ownership

Funds ownership: 43.82%44.01% (+0.19%)

2% less funds holding

Funds holding: 4342 (-1)

14% less capital invested

Capital invested by funds: $38.1M → $33M (-$5.18M)

25% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 12

Holders
42
Holders Change
-1
Holders Change %
-2.33%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
9
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$8.91M +$195K +15,761 +2%
Wells Fargo
2
Wells Fargo
California
$8.49M +$737K +59,552 +9%
UBS Group
3
UBS Group
Switzerland
$4.36M -$354K -28,567 -7%
PCTC
4
Perkins Coie Trust Company
Washington
$1.5M
Bank of America
5
Bank of America
North Carolina
$1.38M -$431K -34,828 -23%
Citadel Advisors
6
Citadel Advisors
Florida
$913K +$966K +78,011 New
RJA
7
Raymond James & Associates
Florida
$800K -$637K -51,439 -43%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$743K -$215K -17,367 -21%
ACM
9
Aviance Capital Management
Florida
$689K -$132K -10,659 -15%
OC
10
Oppenheimer & Co
New York
$659K -$73.5K -5,938 -10%
Creative Planning
11
Creative Planning
Kansas
$488K +$182K +14,666 +54%
MWM
12
Merriman Wealth Management
Washington
$433K +$458K +37,000 New
FAAS
13
First Allied Advisory Services
California
$429K +$154K +12,466 +51%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$422K -$6.08K -491 -1%
LNB
15
Ledyard National Bank
$380K +$43K +3,475 +12%
LPL Financial
16
LPL Financial
California
$345K -$125K -10,075 -26%
Jane Street
17
Jane Street
New York
$279K -$245K -19,769 -45%
SB
18
Suntrust Banks
Georgia
$235K +$249K +20,151 New
M&T Bank
19
M&T Bank
New York
$225K
MFS
20
MSI Financial Services
Massachusetts
$189K +$46.8K +3,778 +30%
Stifel Financial
21
Stifel Financial
Missouri
$165K +$34.5K +2,791 +25%
VKH
22
Virtu KCG Holdings
New York
$143K +$151K +12,207 New
WT
23
Whittier Trust
California
$136K
Janney Montgomery Scott
24
Janney Montgomery Scott
Pennsylvania
$118K +$125K +10,106 New
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$116K

FAN Hedge Fund Activity: Q4 2016 in Review

42 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q4 2016, worth a combined $33M — down 14% from $38.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new FAN positions and 7 closed out — a net gain of 1 holder — while 9 added to existing stakes and 12 trimmed.

The largest buyer was Citadel Advisors, opening a new position worth an estimated $966K. The largest seller was Susquehanna International Group, exiting entirely with an estimated $779K sold.

  • 42 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q4 2016, down from 43 in Q3 2016.
  • Funds reported $33M of First Trust Global Wind Energy ETF stock for Q4 2016, down 14% quarter-over-quarter.
  • 8 funds opened new First Trust Global Wind Energy ETF positions in Q4 2016 and 7 closed out, a net change of +1 holder.
  • The largest First Trust Global Wind Energy ETF buyer in Q4 2016 was Citadel Advisors, an estimated $966K added.
  • The largest First Trust Global Wind Energy ETF seller in Q4 2016 was Susquehanna International Group, an estimated $779K sold.

Based on aggregated 13F filings for Q4 2016.