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First Trust Global Wind Energy ETF
FAN

Overview Fund Activity

29 hedge funds and large institutions have $33.5M invested in First Trust Global Wind Energy ETF in 2013 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 1 closing their positions.

Holders
29
Holders Change
+6
Holders Change %
+26.09%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
9
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$16.8M
2
NCM
2
Niemann Capital Management
Nevada
$738K
3
U
3
UBS
Switzerland
$5.33M
4
RJA
4
Raymond James & Associates
Florida
$1.21M
5
Wells Fargo
5
Wells Fargo
California
$299K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$1.48M
2
Bank of America
2
Bank of America
North Carolina
$3.49M
3
SMM
3
Stadion Money Management
Georgia
$0
4
JPMorgan Chase & Co
4
JPMorgan Chase & Co
New York
$483K
5
Citigroup
5
Citigroup
New York
$9K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$16.8M 1,478,331 +215,009 +17%
U
2
UBS
Switzerland
$5.33M 469,598 +58,352 +14%
Bank of America
3
Bank of America
North Carolina
$3.49M 307,605 -117,776 -28%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.48M 130,057 -131,414 -50%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$1.33M 116,891 +4,111 +4%
RJA
6
Raymond James & Associates
Florida
$1.21M 106,829 +42,014 +65%
NCM
7
Niemann Capital Management
Nevada
$738K 65,020 +65,020 New
LPL Financial
8
LPL Financial
California
$729K 64,232 +11,321 +21%
JPMorgan Chase & Co
9
JPMorgan Chase & Co
New York
$483K 42,532 -74,359 -64%
OC
10
Oppenheimer & Co
New York
$410K 36,091 +3,639 +11%
Wells Fargo
11
Wells Fargo
California
$299K 26,333 +25,031 +1,923%
Goldman Sachs
12
Goldman Sachs
New York
$252K 22,170 +22,170 New
SB
13
Suntrust Banks
Georgia
$218K 19,312 +2,579 +15%
WT
14
Wilmington Trust
Delaware
$218K 19,240 +9,000 +88%
FAAS
15
First Allied Advisory Services
California
$127K 11,138 +11,138 New
KC
16
Kingfisher Capital
North Carolina
$122K 10,710 – –
LNB
17
Ledyard National Bank
$82K 7,235 +7,235 New
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$56K 5,000 +5,000 New
Creative Planning
19
Creative Planning
Kansas
$52K 4,598 – –
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$48K 4,252 +4,252 New
EWM
21
Elite Wealth Management
Washington
$24K 2,100 +2,100 New
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$16K 1,400 -250 -15%
Citigroup
23
Citigroup
New York
$9K 775 -4,084 -84%
SFSIG
24
San Francisco Sentry Investment Group
California
$4K 339 – –
PAS
25
Partnervest Advisory Services
California
$3K 250 -400 -62%
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