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First Trust Global Wind Energy ETF
FAN

Name Holding Trade Value Shares
Change 		Change in
Stake
WHGAM
1
Wealth High Governance Asset Management
$28.3M +$29.1M +1,132,771 New
Morgan Stanley
2
Morgan Stanley
New York
$25M +$3.43M +133,436 +15%
UBS Group
3
UBS Group
Switzerland
$9.89M -$151K -5,858 -1%
Wells Fargo
4
Wells Fargo
California
$9.75M -$452K -17,580 -4%
BGDI
5
BW Gestao de Investimentos
Brazil
$9.66M +$9.94M +386,555 New
WHGC
6
Wealth High Governance Capital
Brazil
$9.66M +$9.94M +386,555 New
LPL Financial
7
LPL Financial
California
$8.66M +$1.37M +53,457 +18%
Bank of America
8
Bank of America
North Carolina
$5.01M -$7.12K -277 -0.1%
OC
9
Oppenheimer & Co
New York
$4.14M +$370K +14,371 +10%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$4.08M +$286K +11,125 +7%
OMC
11
Old Mission Capital
Illinois
$3.48M +$2.61M +101,313 +268%
Stifel Financial
12
Stifel Financial
Missouri
$3.19M +$344K +13,375 +12%
CAM
13
Concorde Asset Management
Michigan
$2.92M +$1.25M +48,478 +71%
Raymond James Financial
14
Raymond James Financial
Florida
$2.25M +$1.44M +55,837 +164%
Truist Financial
15
Truist Financial
North Carolina
$2.09M -$210K -8,176 -9%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.77M -$37.7K -1,466 -2%
PCTC
17
Perkins Coie Trust Company
Washington
$1.55M – – –
NA
18
NewEdge Advisors
Louisiana
$1.4M +$1.43M +55,515 +13,062%
NP
19
Nilsine Partners
Colorado
$1.27M +$13K +504 +1%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$1.22M +$359K +13,944 +40%
LNB
21
Ledyard National Bank
$1.21M -$63.9K -2,486 -5%
CM
22
Castleark Management
Illinois
$985K – – –
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$855K +$881K +34,243 New
PAG
24
Private Advisory Group
Washington
$846K +$871K +33,878 New
PI
25
PFG Investments
New York
$823K +$217K +8,447 +34%
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