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First Trust Global Wind Energy ETF
FAN

Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$2.14M +$186K +13,230 +8%
Morgan Stanley
2
Morgan Stanley
New York
$2.1M +$60.6K +4,300 +3%
Wells Fargo
3
Wells Fargo
California
$1.66M +$391K +27,775 +26%
PCTC
4
Perkins Coie Trust Company
Washington
$1.28M – – –
UBS Group
5
UBS Group
Switzerland
$1.22M -$106K -7,506 -7%
Jane Street
6
Jane Street
New York
$1.2M +$1.39M +98,597 New
LNB
7
Ledyard National Bank
$1.05M +$103K +7,310 +9%
Citadel Advisors
8
Citadel Advisors
Florida
$891K +$1.04M +73,563 New
Osaic Holdings
9
Osaic Holdings
Arizona
$851K +$1.05M +74,407 New
LPL Financial
10
LPL Financial
California
$814K +$171K +12,108 +22%
EOCM
11
Energy Opportunities Capital Management
Texas
$589K +$685K +48,590 New
OCM
12
Orleans Capital Management
Louisiana
$589K +$685K +48,590 New
FAAS
13
First Allied Advisory Services
California
$495K +$21.3K +1,511 +4%
JMPWA
14
JP Morgan Private Wealth Advisors
California
$488K +$269K +19,055 +90%
Stifel Financial
15
Stifel Financial
Missouri
$449K +$65.9K +4,675 +14%
Ameriprise
16
Ameriprise
Minnesota
$443K +$20.5K +1,453 +4%
SFPG
17
Stonebridge Financial Planning Group
Florida
$340K +$388K +27,503 New
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$299K +$159K +11,274 +84%
US Bancorp
19
US Bancorp
Minnesota
$275K +$72.9K +5,170 +29%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$213K +$248K +17,596 New
Creative Planning
21
Creative Planning
Kansas
$169K -$41.6K -2,954 -18%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$167K -$7.85K -557 -4%
TIA
23
Traphagen Investment Advisors
New Jersey
$162K +$10.4K +735 +6%
WT
24
Whittier Trust
California
$140K – – –
RJFSA
25
Raymond James Financial Services Advisors
Florida
$140K +$6.07K +431 +4%
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