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First Trust Global Wind Energy ETF

46 hedge funds and large institutions have $41M invested in First Trust Global Wind Energy ETF in 2017 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

200% more repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 6

26% more capital invested

Capital invested by funds: $32.4M → $41M (+$8.52M)

12% more funds holding

Funds holding: 4146 (+5)

2.84% more ownership

Funds ownership: 38.36%41.2% (+2.8%)

Holders
46
Holders Change
+5
Holders Change %
+12.2%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
18
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.5M +$1.18M +89,829 +11%
Wells Fargo
2
Wells Fargo
California
$9.79M +$2.72M +206,211 +38%
UBS Group
3
UBS Group
Switzerland
$3.68M -$451K -34,243 -11%
Bank of America
4
Bank of America
North Carolina
$2.4M +$730K +55,437 +44%
PCTC
5
Perkins Coie Trust Company
Washington
$1.62M -$4.61K -350 -0.3%
Citadel Advisors
6
Citadel Advisors
Florida
$1.21M +$1.07M +81,573 +806%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$968K +$155K +11,753 +19%
RJA
8
Raymond James & Associates
Florida
$923K +$273K +20,710 +42%
OC
9
Oppenheimer & Co
New York
$899K +$96.2K +7,299 +12%
FAAS
10
First Allied Advisory Services
California
$756K +$136K +10,345 +22%
CS
11
Credit Suisse
Switzerland
$659K +$659K +50,000 New
Ameriprise
12
Ameriprise
Minnesota
$630K +$318K +24,170 +102%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$627K +$628K +47,632 New
Creative Planning
14
Creative Planning
Kansas
$577K -$16.3K -1,236 -3%
EDRH
15
Edmond de Rothschild Holding
Switzerland
$544K
LNB
16
Ledyard National Bank
$540K +$42.2K +3,200 +8%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$537K +$5.34K +405 +1%
SB
18
Suntrust Banks
Georgia
$529K +$82K +6,228 +18%
LPL Financial
19
LPL Financial
California
$433K -$15.2K -1,151 -3%
M&T Bank
20
M&T Bank
New York
$253K
Mariner
21
Mariner
Kansas
$176K
CA
22
Cetera Advisors
Colorado
$160K +$3.1K +235 +2%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$155K +$155K +11,763 New
WT
24
Whittier Trust
California
$153K
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$151K +$151K +11,449 New

FAN Hedge Fund Activity: Q3 2017 in Review

46 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q3 2017, worth a combined $41M — up 26% from $32.4M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FAN positions and 1 closed out — a net gain of 6 holders — while 18 added to existing stakes and 6 trimmed.

The largest buyer was Wells Fargo, adding an estimated $2.72M. The largest seller was UBS Group, cutting an estimated $451K.

  • 46 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q3 2017, up from 41 in Q2 2017.
  • Funds reported $41M of First Trust Global Wind Energy ETF stock for Q3 2017, up 26% quarter-over-quarter.
  • 7 funds opened new First Trust Global Wind Energy ETF positions in Q3 2017 and 1 closed out, a net change of +6 holders.
  • The largest First Trust Global Wind Energy ETF buyer in Q3 2017 was Wells Fargo, an estimated $2.72M added.
  • The largest First Trust Global Wind Energy ETF seller in Q3 2017 was UBS Group, an estimated $451K sold.

Based on aggregated 13F filings for Q3 2017.