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First Trust Global Wind Energy ETF
FAN

46 hedge funds and large institutions have $17M invested in First Trust Global Wind Energy ETF in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 11 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 4

2% more funds holding

Funds holding: 45 → 46 (+1)

5% more capital invested

Capital invested by funds: $16.2M → $17M (+$795K)

1.56% less ownership

Funds ownership: 25.04% → 23.48% (-1.6%)

36% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 11

Holders
46
Holders Change
+1
Holders Change %
+2.22%
% of All Funds
1%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
7
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$355K
2
Citadel Advisors
Citadel Advisors
Florida
+$336K
3
Bank of America
Bank of America
North Carolina
+$269K
4
Stifel Financial
Stifel Financial
Missouri
+$132K
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$130K

Top Sellers

Rank Fund Capital Flow
1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$779K
2
Wells Fargo
Wells Fargo
California
-$641K
3
Ameriprise
Ameriprise
Minnesota
-$594K
4
Jane Street
Jane Street
New York
-$295K
5
SG Americas Securities
SG Americas Securities
New York
-$125K
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$2.58M -$641K -50,689 -20%
Morgan Stanley
2
Morgan Stanley
New York
$2.42M +$355K +28,047 +18%
FAAS
3
First Allied Advisory Services
California
$1.97M -$19K -1,500 -1%
Bank of America
4
Bank of America
North Carolina
$1.66M +$269K +21,241 +20%
PCTC
5
Perkins Coie Trust Company
Washington
$1.35M -$59.3K -4,688 -4%
Citadel Advisors
6
Citadel Advisors
Florida
$948K +$336K +26,564 +58%
LNB
7
Ledyard National Bank
$802K -$3.09K -244 -0.4%
Jane Street
8
Jane Street
New York
$760K -$295K -23,285 -29%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$728K -$34.1K -2,694 -5%
LPL Financial
10
LPL Financial
California
$573K +$14.1K +1,112 +3%
Ameriprise
11
Ameriprise
Minnesota
$441K -$594K -46,922 -58%
Creative Planning
12
Creative Planning
Kansas
$385K -$37.3K -2,947 -9%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$229K -$779K -61,547 -78%
US Bancorp
14
US Bancorp
Minnesota
$209K – – –
JGUA
15
John G. Ullman & Associates
New York
$198K – – –
Mariner
16
Mariner
Kansas
$174K – – –
UBS Group
17
UBS Group
Switzerland
$167K +$3.37K +266 +2%
WT
18
Whittier Trust
California
$151K – – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$151K +$38 +3 +0%
AG
20
Advisor Group
Arizona
$142K – – –
RJFSA
21
Raymond James Financial Services Advisors
Florida
$142K +$7.95K +628 +6%
Stifel Financial
22
Stifel Financial
Missouri
$136K +$132K +10,434 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$134K +$130K +10,267 New
Fifth Third Bancorp
24
Fifth Third Bancorp
Ohio
$130K – – –
TCOV
25
Trust Company of Vermont
Vermont
$122K – – –
1
2

FAN Hedge Fund Activity: Q1 2019 in Review

46 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q1 2019, worth a combined $17M — up 4.9% from $16.2M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new FAN positions and 4 closed out — a net gain of 2 holders — while 7 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $355K. The largest seller was Susquehanna International Group, cutting an estimated $779K.

  • 46 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q1 2019, up from 45 in Q4 2018.
  • Funds reported $17M of First Trust Global Wind Energy ETF stock for Q1 2019, up 4.9% quarter-over-quarter.
  • 6 funds opened new First Trust Global Wind Energy ETF positions in Q1 2019 and 4 closed out, a net change of +2 holders.
  • The largest First Trust Global Wind Energy ETF buyer in Q1 2019 was Morgan Stanley, an estimated $355K added.
  • The largest First Trust Global Wind Energy ETF seller in Q1 2019 was Susquehanna International Group, an estimated $779K sold.

Based on aggregated 13F filings for Q1 2019.