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First Trust Global Wind Energy ETF

49 hedge funds and large institutions have $25M invested in First Trust Global Wind Energy ETF in 2018 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 17 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

6% less funds holding

Funds holding: 5249 (-3)

7.68% less ownership

Funds ownership: 36.43%28.76% (-7.7%)

30% less capital invested

Capital invested by funds: $35.7M → $25M (-$10.7M)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

53% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 17

Holders
49
Holders Change
-3
Holders Change %
-5.77%
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
8
Reduced
17
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$6.25M -$5.08M -381,234 -45%
Morgan Stanley
2
Morgan Stanley
New York
$5.45M -$4.51M -338,535 -45%
PCTC
3
Perkins Coie Trust Company
Washington
$1.61M -$37K -2,778 -2%
FAAS
4
First Allied Advisory Services
California
$1.59M -$21.3K -1,601 -1%
Jane Street
5
Jane Street
New York
$1.57M +$1.57M +117,492 New
Bank of America
6
Bank of America
North Carolina
$1.44M -$404K -30,336 -22%
Ameriprise
7
Ameriprise
Minnesota
$1.36M -$82.9K -6,223 -6%
LNB
8
Ledyard National Bank
$825K +$30.4K +2,282 +4%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$645K -$12.6K -948 -2%
Creative Planning
10
Creative Planning
Kansas
$619K -$16.1K -1,209 -3%
LPL Financial
11
LPL Financial
California
$539K +$387 +29 +0.1%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$537K +$6.98K +524 +1%
UBS Group
13
UBS Group
Switzerland
$305K -$772K -57,884 -72%
EDRH
14
Edmond de Rothschild Holding
Switzerland
$234K -$88K -6,600 -27%
US Bancorp
15
US Bancorp
Minnesota
$215K +$111K +8,311 +107%
JGUA
16
John G. Ullman & Associates
New York
$214K +$2.67K +200 +1%
Mariner
17
Mariner
Kansas
$178K
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$166K +$3.64K +273 +2%
WT
19
Whittier Trust
California
$155K
CG
20
Colony Group
Massachusetts
$143K
CA
21
Cetera Advisors
Colorado
$135K -$28.9K -2,165 -17%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$133K -$3.04K -228 -2%
Fifth Third Bancorp
23
Fifth Third Bancorp
Ohio
$133K
TCOV
24
Trust Company of Vermont
Vermont
$125K +$10.7K +800 +9%
AG
25
Advisor Group
Arizona
$85K -$6.66K -500 -7%

FAN Hedge Fund Activity: Q1 2018 in Review

49 of the 4,364 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q1 2018, worth a combined $25M — down 30% from $35.7M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FAN and 6 opened new positions — a net loss of 3 holders — while 17 trimmed existing stakes and 8 added.

The largest buyer was Jane Street, opening a new position worth an estimated $1.57M. The largest seller was Wells Fargo, cutting an estimated $5.08M.

  • 49 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q1 2018, down from 52 in Q4 2017.
  • Funds reported $25M of First Trust Global Wind Energy ETF stock for Q1 2018, down 30% quarter-over-quarter.
  • 6 funds opened new First Trust Global Wind Energy ETF positions in Q1 2018 and 9 closed out, a net change of -3 holders.
  • The largest First Trust Global Wind Energy ETF buyer in Q1 2018 was Jane Street, an estimated $1.57M added.
  • The largest First Trust Global Wind Energy ETF seller in Q1 2018 was Wells Fargo, an estimated $5.08M sold.

Based on aggregated 13F filings for Q1 2018.