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First Trust Global Wind Energy ETF

43 hedge funds and large institutions have $38.1M invested in First Trust Global Wind Energy ETF in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 9 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

56% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 9

19% more capital invested

Capital invested by funds: $32.1M → $38.1M (+$5.99M)

0% more funds holding

Funds holding: 4343 (0)

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

1.05% less ownership

Funds ownership: 44.87%43.82% (-1.1%)

Holders
43
Holders Change
Holders Change %
0%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
14
Reduced
9
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.93M +$38K +2,894 +0.4%
Wells Fargo
2
Wells Fargo
California
$8.87M +$1.6M +122,048 +22%
UBS Group
3
UBS Group
Switzerland
$5.33M +$1.4M +106,362 +36%
Bank of America
4
Bank of America
North Carolina
$2.03M +$872K +66,469 +77%
PCTC
5
Perkins Coie Trust Company
Washington
$1.7M +$32.1K +2,450 +2%
RJA
6
Raymond James & Associates
Florida
$1.59M +$678K +51,643 +76%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$1.08M +$42.4K +3,233 +4%
ACM
8
Aviance Capital Management
Florida
$926K -$220K -16,755 -19%
OC
9
Oppenheimer & Co
New York
$829K -$11.1K -843 -1%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$779K +$768K +58,531 New
Jane Street
11
Jane Street
New York
$581K +$572K +43,629 New
LPL Financial
12
LPL Financial
California
$524K +$55.8K +4,251 +12%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$486K +$20.6K +1,568 +4%
LNB
14
Ledyard National Bank
$387K +$13.3K +1,015 +4%
EDRAML
15
Edmond de Rothschild Asset Management (Luxembourg)
Luxembourg
$386K
EDRH
16
Edmond de Rothschild Holding
Switzerland
$386K
Creative Planning
17
Creative Planning
Kansas
$360K -$3.88K -296 -1%
FAAS
18
First Allied Advisory Services
California
$322K -$19.7K -1,500 -6%
M&T Bank
19
M&T Bank
New York
$256K
MCM
20
Millie Capital Management
California
$193K
MFS
21
MSI Financial Services
Massachusetts
$165K +$154K +11,747 +1,821%
WT
22
Whittier Trust
California
$154K
Stifel Financial
23
Stifel Financial
Missouri
$150K -$26.2K -1,999 -15%
Ameriprise
24
Ameriprise
Minnesota
$137K
Fifth Third Bancorp
25
Fifth Third Bancorp
Ohio
$133K

FAN Hedge Fund Activity: Q3 2016 in Review

43 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q3 2016, worth a combined $38.1M — up 19% from $32.1M a quarter earlier.

Fund positioning in FAN was balanced in Q3 2016: 3 funds opened new positions, 3 closed out, 14 added to existing stakes and 9 trimmed.

The largest buyer was Wells Fargo, adding an estimated $1.6M. The largest seller was JP Morgan Chase, cutting an estimated $1.39M.

  • 43 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q3 2016, unchanged from Q2 2016.
  • Funds reported $38.1M of First Trust Global Wind Energy ETF stock for Q3 2016, up 19% quarter-over-quarter.
  • 3 funds opened new First Trust Global Wind Energy ETF positions in Q3 2016 and 3 closed out, a net change of 0 holders.
  • The largest First Trust Global Wind Energy ETF buyer in Q3 2016 was Wells Fargo, an estimated $1.6M added.
  • The largest First Trust Global Wind Energy ETF seller in Q3 2016 was JP Morgan Chase, an estimated $1.39M sold.

Based on aggregated 13F filings for Q3 2016.