Aviance Capital Management’s First Trust Global Wind Energy ETF FAN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-58,910	Closed	-$689K	–	189
2016 Q4	$689K	Sell	58,910 -10,659	-15%	-$132K	0.04%	145
2016 Q3	$926K	Sell	69,569 -16,755	-19%	-$220K	0.03%	222
2016 Q2	$1.08M	Sell	86,324 -3,993	-4%	-$47.9K	0.03%	194
2016 Q1	$1.05M	Buy	90,317 +2,170	+2%	+$23.3K	0.03%	173
2015 Q4	$1M	Buy	88,147 +11,944	+16%	+$134K	0.03%	172
2015 Q3	$784K	Buy	+76,203	New	+$844K	0.03%	155
2015 Q2	–	Sell	-41,010	Closed	-$445K	–	97
2015 Q1	$445K	Buy	41,010 +3,198	+8%	+$33.9K	0.02%	202
2014 Q4	$385K	Buy	37,812 +4,715	+14%	+$50.9K	0.01%	250
2014 Q3	$380K	Buy	33,097 +13,944	+73%	+$174K	0.02%	247
2014 Q2	$255K	Buy	+19,153	New	+$243K	0.01%	271