Aviance Capital Management’s First Trust Global Wind Energy ETF FAN Stock Holding History

Aviance Capital Management’s Portfolio FAN Stock Details FAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-58,910	Closed	-$689K	–	189
2016 Q4	$689K	Sell	58,910 -10,659	-15%	-$132K	0.04%	145
2016 Q3	$926K	Sell	69,569 -16,755	-19%	-$220K	0.03%	222
2016 Q2	$1.08M	Sell	86,324 -3,993	-4%	-$47.9K	0.03%	194
2016 Q1	$1.05M	Buy	90,317 +2,170	+2%	+$23.3K	0.03%	173
2015 Q4	$1M	Buy	88,147 +11,944	+16%	+$134K	0.03%	172
2015 Q3	$784K	Buy	+76,203	New	+$844K	0.03%	155
2015 Q2	–	Sell	-41,010	Closed	-$445K	–	97
2015 Q1	$445K	Buy	41,010 +3,198	+8%	+$33.9K	0.02%	202
2014 Q4	$385K	Buy	37,812 +4,715	+14%	+$50.9K	0.01%	250
2014 Q3	$380K	Buy	33,097 +13,944	+73%	+$174K	0.02%	247
2014 Q2	$255K	Buy	+19,153	New	+$243K	0.01%	271

Other funds holding FAN

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

PCTC

Perkins Coie Trust Company Seattle, Washington $603M AUM 23.96% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Jane Street New York $1.21T AUM 78.12% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Oppenheimer & Co New York $9.37B AUM 36.4% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

EDRH

Edmond de Rothschild Holding Chambesy, Switzerland $7.59B AUM 23.44% 1-Year Est. Return

Aviance Capital Management's FAN Position: Q1 2017 in Review

Aviance Capital Management sold out of First Trust Global Wind Energy ETF (FAN) in Q1 2017, closing a stake of 58,910 shares — an estimated $689K sold.

Aviance Capital Management first reported a position in FAN in Q2 2014 and held it in 10 quarters. The position peaked at $1.08M in Q2 2016. 45 funds tracked by Wall St. Rank hold FAN as of Q1 2017.

Aviance Capital Management reported no remaining First Trust Global Wind Energy ETF position as of Q1 2017 after selling out during the quarter.
Aviance Capital Management sold 58,910 First Trust Global Wind Energy ETF shares in Q1 2017, an estimated $689K.
Aviance Capital Management first reported a position in First Trust Global Wind Energy ETF in Q2 2014 and held it in 10 quarters.
Aviance Capital Management's First Trust Global Wind Energy ETF position peaked at $1.08M in Q2 2016.
45 funds tracked by Wall St. Rank held First Trust Global Wind Energy ETF as of Q1 2017.

Based on Aviance Capital Management's 13F filing for Q1 2017, filed 1 Jun 2017.