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First Trust Global Wind Energy ETF

122 hedge funds and large institutions have $113M invested in First Trust Global Wind Energy ETF in 2021 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 42 increasing their positions, 25 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

68% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 25

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

1.08% more ownership

Funds ownership: 27.34%28.42% (+1.1%)

1% more capital invested

Capital invested by funds: $112M → $113M (+$1.1M)

1% more funds holding

Funds holding: 121122 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
122
Holders Change
+1
Holders Change %
+0.83%
% of All Funds
2.14%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
42
Reduced
25
Closed
11
Calls
$301K
Puts
Net Calls
+$301K
Net Calls Change
-$276K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$16.9M +$910K +42,312 +6%
Morgan Stanley
2
Morgan Stanley
New York
$7.7M -$2.44M -113,470 -24%
LPL Financial
3
LPL Financial
California
$6.83M +$1.11M +51,786 +19%
IAIM
4
International Assets Investment Management
Florida
$6.43M +$22.9K +1,064 +0.8%
Wells Fargo
5
Wells Fargo
California
$6.31M +$239K +11,099 +4%
UBS Group
6
UBS Group
Switzerland
$5.17M -$405K -18,820 -7%
BCV
7
Banque Cantonale Vaudoise
Switzerland
$4.54M +$879K +40,861 +23%
AIC
8
Ameritas Investment Company
Nebraska
$4.45M +$1M +46,546 +28%
Jane Street
9
Jane Street
New York
$4.25M +$4.05M +188,180 +1,223%
BFG
10
Baron Financial Group
New Jersey
$3.71M -$101K -4,690 -3%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.54M +$1.83M +85,222 +102%
Cetera Investment Advisers
12
Cetera Investment Advisers
Illinois
$3.47M -$96.9K -4,503 -3%
CG
13
Colony Group
Massachusetts
$2.55M +$148K +6,876 +6%
HT
14
HAP Trading
New York
$2.46M +$2.53M +117,627 New
LNB
15
Ledyard National Bank
$2.11M +$53.9K +2,507 +3%
Osaic Holdings
16
Osaic Holdings
Arizona
$1.95M -$28.6K -1,327 -1%
MWM
17
Merriman Wealth Management
Washington
$1.86M +$1.15M +53,370 +150%
PCTC
18
Perkins Coie Trust Company
Washington
$1.69M -$17.1K -793 -1%
MAP
19
Milestone Advisory Partners
North Carolina
$1.68M +$8.56K +398 +0.5%
Ameriprise
20
Ameriprise
Minnesota
$1.6M +$19.8K +919 +1%
FCC
21
Florin Court Capital
United Kingdom
$1.46M +$732K +34,042 +95%
JMPWA
22
JP Morgan Private Wealth Advisors
California
$1.36M +$68.3K +3,172 +5%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$1.33M -$9.47K -440 -0.7%
Stifel Financial
24
Stifel Financial
Missouri
$1.3M +$21.6K +1,003 +2%
FTUS
25
Flow Traders U.S.
New York
$1.07M +$847K +39,368 +331%

FAN Hedge Fund Activity: Q3 2021 in Review

122 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q3 2021, worth a combined $113M — up 0.99% from $112M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FAN positions and 11 closed out — a net gain of 3 holders — while 42 added to existing stakes and 25 trimmed.

The largest buyer was Jane Street, adding an estimated $4.05M. The largest seller was Harvey Capital Management, exiting entirely with an estimated $4.62M sold.

  • 122 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q3 2021, up from 121 in Q2 2021.
  • Funds reported $113M of First Trust Global Wind Energy ETF stock for Q3 2021, up 0.99% quarter-over-quarter.
  • 14 funds opened new First Trust Global Wind Energy ETF positions in Q3 2021 and 11 closed out, a net change of +3 holders.
  • The largest First Trust Global Wind Energy ETF buyer in Q3 2021 was Jane Street, an estimated $4.05M added.
  • The largest First Trust Global Wind Energy ETF seller in Q3 2021 was Harvey Capital Management, an estimated $4.62M sold.

Based on aggregated 13F filings for Q3 2021.