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First Trust Global Wind Energy ETF

35 hedge funds and large institutions have $51.3M invested in First Trust Global Wind Energy ETF in 2014 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

225% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 4

200% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 3

53% more capital invested

Capital invested by funds: $33.5M → $51.3M (+$17.8M)

21% more funds holding

Funds holding: 2935 (+6)

8.48% more ownership

Funds ownership: 43.42%51.9% (+8.5%)

Holders
35
Holders Change
+6
Holders Change %
+20.69%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
13
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$20M +$2.16M +182,657 +12%
Wells Fargo
2
Wells Fargo
California
$8.44M +$7.99M +674,150 +2,560%
U
3
UBS
Switzerland
$6.56M +$883K +74,570 +16%
Bank of America
4
Bank of America
North Carolina
$4.17M +$458K +38,647 +13%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$2.07M +$492K +41,540 +32%
Susquehanna International Group
6
Susquehanna International Group
Pennsylvania
$1.81M +$1.78M +150,383 New
RJA
7
Raymond James & Associates
Florida
$1.61M +$315K +26,582 +25%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$1.38M -$30.8K -2,602 -2%
LPL Financial
9
LPL Financial
California
$827K +$51.8K +4,375 +7%
NCM
10
Niemann Capital Management
Nevada
$813K +$29.1K +2,459 +4%
Jane Street
11
Jane Street
New York
$551K +$541K +45,705 New
JP Morgan Chase
12
JP Morgan Chase
New York
$399K -$112K -9,425 -22%
OC
13
Oppenheimer & Co
New York
$352K -$82K -6,921 -19%
Stifel Financial
14
Stifel Financial
Missouri
$321K +$316K +26,674 New
SB
15
Suntrust Banks
Georgia
$302K +$69.1K +5,833 +30%
WT
16
Wilmington Trust
Delaware
$232K
FAAS
17
First Allied Advisory Services
California
$209K +$71.8K +6,059 +54%
LWI
18
Long Wharf Investors
Massachusetts
$185K +$182K +15,340 New
LNB
19
Ledyard National Bank
$184K +$96K +8,100 +112%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$183K +$129K +10,928 +257%
Ameriprise
21
Ameriprise
Minnesota
$138K +$119K +10,047 New
Verition Fund Management
22
Verition Fund Management
Connecticut
$130K +$128K +10,815 New
KC
23
Kingfisher Capital
North Carolina
$127K -$1.62K -137 -1%
WT
24
Whittier Trust
California
$125K +$123K +10,350 New
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$60K

FAN Hedge Fund Activity: Q1 2014 in Review

35 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in First Trust Global Wind Energy ETF (FAN) for Q1 2014, worth a combined $51.3M — up 53% from $33.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new FAN positions and 3 closed out — a net gain of 6 holders — while 13 added to existing stakes and 4 trimmed.

The largest buyer was Wells Fargo, adding an estimated $7.99M. The largest seller was Goldman Sachs, exiting entirely with an estimated $252K sold.

  • 35 institutional investors held First Trust Global Wind Energy ETF (FAN) as of Q1 2014, up from 29 in Q4 2013.
  • Funds reported $51.3M of First Trust Global Wind Energy ETF stock for Q1 2014, up 53% quarter-over-quarter.
  • 9 funds opened new First Trust Global Wind Energy ETF positions in Q1 2014 and 3 closed out, a net change of +6 holders.
  • The largest First Trust Global Wind Energy ETF buyer in Q1 2014 was Wells Fargo, an estimated $7.99M added.
  • The largest First Trust Global Wind Energy ETF seller in Q1 2014 was Goldman Sachs, an estimated $252K sold.

Based on aggregated 13F filings for Q1 2014.