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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+8.37%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$2.98B
AUM Growth
+$271M
(+10%)
Cap. Flow
+$84.8M
Cap. Flow
% of AUM
2.85%
Top 10 Holdings %
Top 10 Hldgs %
20.38%
Holding
1,247
New
141
Increased
467
Reduced
544
Closed
69
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$51.6M |
| 2 |
First Trust Capital Strength ETF
FTCS
|
+$20.3M |
| 3 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$12.6M |
| 4 |
Target
TGT
|
+$8.19M |
| 5 |
Invesco S&P 500 Equal Weight ETF
RSP
|
+$7.58M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AGF US Market Neutral Anti-Beta Fund
BTAL
|
+$8.34M |
| 2 |
First Trust Value Line Dividend Fund
FVD
|
+$8.03M |
| 3 |
Vanguard Total Stock Market ETF
VTI
|
+$8M |
| 4 |
iShares Core US Aggregate Bond ETF
AGG
|
+$7.77M |
| 5 |
Schwab Short-Term US Treasury ETF
SCHO
|
+$6.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.39% |
| 2 | Healthcare | 5.2% |
| 3 | Consumer Discretionary | 5.17% |
| 4 | Financials | 4.61% |
| 5 | Communication Services | 4.52% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
iShares Russell Mid-Cap Growth ETF
IWP
$20.2B
| $784K | 0.03% |
9,074
+4,136
| +84% | +$349K |
|
552
Vanguard Communication Services ETF
VOX
$5.49B
| $783K | 0.03% |
7,691
-124
| -2% | -$12.6K |
|
553
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.59B
| $781K | 0.03% |
11,087
-4,209
| -28% | -$302K |
|
554
First Trust Consumer Staples AlphaDEX Fund
FXG
$229M
| $777K | 0.03% |
16,156
+164
| +1% | +$7.94K |
|
555
TC Energy
TRP
$72.9B
| $777K | 0.03% |
18,567
+4,233
| +30% | +$194K |
|
556
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$567M
| $774K | 0.03% |
8,999
-844
| -9% | -$70.6K |
|
557
Linde
LIN
$234B
| $772K | 0.03% |
3,241
+160
| +5% | +$38.8K |
|
558
Amplify Cybersecurity ETF
HACK
$2.6B
| $771K | 0.03% |
16,566
+11,389
| +220% | +$538K |
|
559
DTE Energy
DTE
$30.8B
| $769K | 0.03% |
7,856
+627
| +9% | +$61.3K |
|
560
iShares Semiconductor ETF
SOXX
$46.2B
| $769K | 0.03% |
7,575
-1,953
| -20% | -$191K |
|
561
Exelon
EXC
$48.4B
| $765K | 0.03% |
29,975
-1,677
| -5% | -$44.5K |
|
562
BlackRock Corporate High Yield Fund
HYT
$1.36B
| $763K | 0.03% |
71,408
-6,189
| -8% | -$66.7K |
|
563
iShares US Transportation ETF
IYT
$2.33B
| $762K | 0.03% |
15,332
+4,460
| +41% | +$209K |
|
564
Chegg
CHGG
$109M
| $757K | 0.03% |
+10,590
| New | +$780K |
|
565
Nuveen ESG International Developed Markets Equity ETF
NUDM
$690M
| $757K | 0.03% |
29,586
+7,040
| +31% | +$180K |
|
566
Healthcare Realty
HR
$7.33B
| $756K | 0.03% |
29,068
+1,286
| +5% | +$33.7K |
|
567
Sempra
SRE
$61.1B
| $753K | 0.03% |
12,724
+82
| +0.6% | +$5.05K |
|
|
CTXS
568
DELISTED
Citrix Systems Inc
CTXS
| $748K | 0.03% |
5,434
-175
| -3% | -$25K |
|
569
Intercontinental Exchange
ICE
$81B
| $747K | 0.03% |
7,463
-3,400
| -31% | -$335K |
|
570
Chewy
CHWY
$8.38B
| $746K | 0.03% |
+13,604
| New | +$734K |
|
|
CIM
571
Chimera Investment
CIM
$1.03B
| $744K | 0.03% |
30,260
+2,716
| +10% | +$72.3K |
|
572
Dollar Tree
DLTR
$22.6B
| $744K | 0.03% |
8,151
+5,469
| +204% | +$515K |
|
|
BNY
573
Bank of New York Mellon
BNY
$109B
| $742K | 0.02% |
21,608
+1,326
| +7% | +$48.3K |
|
574
Consolidated Edison
ED
$41.6B
| $742K | 0.02% |
9,538
-1,973
| -17% | -$146K |
|
575
Norfolk Southern
NSC
$78.3B
| $736K | 0.02% |
3,437
+35
| +1% | +$7.03K |
|
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First Allied Advisory Services's Q3 2020 Portfolio in Review
As of Q3 2020, First Allied Advisory Services held 1,247 positions worth $2.98B, up 10% from $2.71B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
First Allied Advisory Services's Q3 2020 filing shows 141 new, 467 increased, 544 reduced and 69 closed positions. Its largest new stake was Invesco QQQ Trust: 190,332 shares worth $52.9M. The largest sale was AGF US Market Neutral Anti-Beta Fund, an estimated $8.34M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
- First Allied Advisory Services's largest Q3 2020 buy was Invesco QQQ Trust: 190,332 shares worth $52.9M.
- First Allied Advisory Services added most to Invesco S&P 500 Equal Weight ETF in Q3 2020, an estimated $7.58M increase.
- First Allied Advisory Services's biggest Q3 2020 reduction was First Trust Value Line Dividend Fund, cutting an estimated $8.03M.
- First Allied Advisory Services fully exited AGF US Market Neutral Anti-Beta Fund in Q3 2020, selling an estimated $8.34M.
- First Allied Advisory Services's ten largest holdings make up 20% of its $2.98B portfolio in Q3 2020.
- First Allied Advisory Services opened 141 new positions and closed 69 in Q3 2020.
- First Allied Advisory Services's portfolio value rose 10% quarter-over-quarter to $2.98B.
Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.