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FAAS
First Allied Advisory Services Portfolio holdings
AUM
$2.98B
1-Year Est. Return
15.89%
This Fund
S&P 500
This Quarter
Est. Return
+2.13%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.8B
AUM Growth
-$132M
(-6.8%)
Cap. Flow
-$153M
Cap. Flow
% of AUM
-8.48%
Top 10 Holdings %
Top 10 Hldgs %
15.39%
Holding
1,171
New
79
Increased
355
Reduced
545
Closed
170
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
|
+$8.49M |
| 2 |
ProShares Short S&P500
SH
|
+$8.35M |
| 3 |
iShares Core US Aggregate Bond ETF
AGG
|
+$6.03M |
| 4 |
Vanguard Total Stock Market ETF
VTI
|
+$4.86M |
| 5 |
AT&T
T
|
+$4.77M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$14.6M |
| 2 |
Realty Income
O
|
+$8.91M |
| 3 |
iShares MSCI ACWI ETF
ACWI
|
+$7.51M |
| 4 |
First Trust Multi Cap Growth AlphaDEX Fund
FAD
|
+$7.5M |
| 5 |
Accenture
ACN
|
+$6.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.27% |
| 2 | Healthcare | 6.35% |
| 3 | Financials | 5.87% |
| 4 | Communication Services | 5.34% |
| 5 | Industrials | 5.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
576
Hercules Capital
HTGC
$2.94B
| $458K | 0.03% |
38,272
+2,179
| +6% | +$24.2K |
|
|
PHK
577
PIMCO High Income Fund
PHK
$861M
| $458K | 0.03% |
51,408
+23,090
| +82% | +$188K |
|
|
AFSI
578
DELISTED
AmTrust Financial Services, Inc.
AFSI
| $458K | 0.03% |
17,770
-2,070
| -10% | -$55K |
|
579
Essential Utilities
WTRG
$11.2B
| $456K | 0.03% |
14,329
+103
| +0.7% | +$3.19K |
|
580
Prudential
PUK
$36.5B
| $455K | 0.03% |
+12,519
| New | +$453K |
|
581
BCE
BCE
$19.9B
| $450K | 0.03% |
9,863
-738
| -7% | -$30.8K |
|
582
Pitney Bowes
PBI
$2.42B
| $450K | 0.03% |
21,078
+3,357
| +19% | +$63.8K |
|
|
SOHO
583
DELISTED
Sotherly Hotels
SOHO
| $448K | 0.02% |
87,463
+2,128
| +2% | +$11.5K |
|
584
HP
HPQ
$23.5B
| $446K | 0.02% |
36,188
+4,560
| +14% | +$48.8K |
|
585
Synchrony
SYF
$23.7B
| $446K | 0.02% |
15,415
+579
| +4% | +$16.1K |
|
|
ABB
586
DELISTED
ABB Ltd
ABB
| $446K | 0.02% |
22,516
+6,577
| +41% | +$116K |
|
587
Opko Health
OPK
$921M
| $445K | 0.02% |
43,532
-176
| -0.4% | -$1.61K |
|
|
PARA
588
DELISTED
Paramount Global Class B
PARA
| $443K | 0.02% |
8,102
-983
| -11% | -$47.8K |
|
|
BPL
589
DELISTED
Buckeye Partners, L.P.
BPL
| $443K | 0.02% |
6,534
-266
| -4% | -$16.2K |
|
590
iShares US Regional Banks ETF
IAT
$685M
| $442K | 0.02% |
13,983
-400
| -3% | -$12.5K |
|
591
Invesco
IVZ
$13.3B
| $442K | 0.02% |
14,425
-3,145
| -18% | -$90.7K |
|
592
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
| $442K | 0.02% |
+11,843
| New | +$404K |
|
593
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
| $440K | 0.02% |
6,037
-545
| -8% | -$38.1K |
|
|
LM
594
DELISTED
Legg Mason, Inc.
LM
| $438K | 0.02% |
12,702
-2,875
| -18% | -$90.2K |
|
595
Amplify Cybersecurity ETF
HACK
$2.63B
| $436K | 0.02% |
18,245
-44,392
| -71% | -$1M |
|
596
State Street SPDR ICE Preferred Securities ETF
PSK
$693M
| $431K | 0.02% |
+9,505
| New | +$423K |
|
597
AGNC Investment
AGNC
$12.3B
| $430K | 0.02% |
22,862
-10,421
| -31% | -$185K |
|
598
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
| $430K | 0.02% |
8,689
-7,314
| -46% | -$342K |
|
599
BWX Technologies
BWXT
$16B
| $429K | 0.02% |
12,731
-369
| -3% | -$11.4K |
|
600
Edison International
EIX
$30.7B
| $429K | 0.02% |
5,977
+1,268
| +27% | +$82.2K |
|
Similar funds
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FS
NIMC
TI
VIM
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CT
CAW
First Allied Advisory Services's Q1 2016 Portfolio in Review
As of Q1 2016, First Allied Advisory Services held 1,171 positions worth $1.8B, down 6.8% from $1.93B the previous quarter. Its ten largest holdings account for 15% of the portfolio.
First Allied Advisory Services withdrew a net $153M in Q1 2016, closing 170 positions and reducing 545 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $7.51M position sold in full.
By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 7.2% a quarter earlier, followed by Healthcare and Financials.
Against the trend, First Allied Advisory Services opened a new position in ProShares Short S&P500 worth $7.89M.
- First Allied Advisory Services's largest Q1 2016 buy was ProShares Short S&P500: 48,097 shares worth $7.89M.
- First Allied Advisory Services added most to iShares iBoxx $ High Yield Corporate Bond ETF in Q1 2016, an estimated $8.49M increase.
- First Allied Advisory Services's biggest Q1 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $14.6M.
- First Allied Advisory Services fully exited iShares MSCI ACWI ETF in Q1 2016, selling an estimated $7.51M.
- First Allied Advisory Services's ten largest holdings make up 15% of its $1.8B portfolio in Q1 2016.
- First Allied Advisory Services opened 79 new positions and closed 170 in Q1 2016.
- First Allied Advisory Services's portfolio value fell 6.8% quarter-over-quarter to $1.8B.
Based on First Allied Advisory Services's 13F filing for Q1 2016, filed 12 May 2016.