First Allied Advisory Services’s Prudential PUK Stock Holding History

First Allied Advisory Services’s Portfolio PUK Stock Details PUK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-10,949	Closed	-$379K	–	1151
2016 Q3	$379K	Sell	10,949 -510	-4%	-$17.6K	0.02%	655
2016 Q2	$373K	Sell	11,459 -1,060	-8%	-$39K	0.02%	663
2016 Q1	$455K	Buy	+12,519	New	+$453K	0.03%	580

Other funds holding PUK

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return

First Allied Advisory Services's PUK Position: Q4 2016 in Review

First Allied Advisory Services sold out of Prudential (PUK) in Q4 2016, closing a stake of 10,949 shares — an estimated $379K sold.

First Allied Advisory Services first reported a position in PUK in Q1 2016 and held it in 3 quarters. The position peaked at $455K in Q1 2016. 173 funds tracked by Wall St. Rank hold PUK as of Q4 2016.

First Allied Advisory Services reported no remaining Prudential position as of Q4 2016 after selling out during the quarter.
First Allied Advisory Services sold 10,949 Prudential shares in Q4 2016, an estimated $379K.
First Allied Advisory Services first reported a position in Prudential in Q1 2016 and held it in 3 quarters.
First Allied Advisory Services's Prudential position peaked at $455K in Q1 2016.
173 funds tracked by Wall St. Rank held Prudential as of Q4 2016.

Based on First Allied Advisory Services's 13F filing for Q4 2016, filed 13 Feb 2017.