First Allied Advisory Services’s Legg Mason, Inc. LM Stock Holding History

First Allied Advisory Services’s Portfolio LM Stock Details LM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-11,651	Closed	-$298K	–	1198
2018 Q4	$298K	Buy	+11,651	New	+$326K	0.01%	785
2018 Q3	–	Sell	-7,637	Closed	-$265K	–	1254
2018 Q2	$265K	Sell	7,637 -1,027	-12%	-$39K	0.01%	938
2018 Q1	$350K	Buy	8,664 +554	+7%	+$22.9K	0.01%	803
2017 Q4	$341K	Buy	8,110 +1,408	+21%	+$55.3K	0.01%	816
2017 Q3	$262K	Sell	6,702 -918	-12%	-$35.3K	0.01%	879
2017 Q2	$292K	Sell	7,620 -5,188	-41%	-$196K	0.01%	842
2017 Q1	$462K	Buy	12,808 +4,748	+59%	+$165K	0.02%	612
2016 Q4	$241K	Sell	8,060 -775	-9%	-$24.4K	0.01%	898
2016 Q3	$296K	Sell	8,835 -3,641	-29%	-$121K	0.02%	752
2016 Q2	$371K	Sell	12,476 -226	-2%	-$7.33K	0.02%	664
2016 Q1	$438K	Sell	12,702 -2,875	-18%	-$90.2K	0.02%	594
2015 Q4	$619K	Sell	15,577 -319	-2%	-$13.7K	0.03%	501
2015 Q3	$659K	Sell	15,896 -519	-3%	-$24K	0.04%	474
2015 Q2	$844K	Buy	16,415 +1,702	+12%	+$91.7K	0.04%	439
2015 Q1	$816K	Buy	14,713 +191	+1%	+$10.7K	0.05%	402
2014 Q4	$776K	Buy	14,522 +885	+6%	+$46.7K	0.06%	392
2014 Q3	$694K	Buy	13,637 +998	+8%	+$49.5K	0.06%	407
2014 Q2	$647K	Buy	12,639 +1,355	+12%	+$65.3K	0.05%	444
2014 Q1	$556K	Buy	11,284 +20	+0.2%	+$891	0.04%	487
2013 Q4	$489K	Buy	11,264 +2,341	+26%	+$90.8K	0.04%	505
2013 Q3	$298K	Buy	8,923 +150	+2%	+$5.02K	0.02%	728
2013 Q2	$271K	Buy	+8,773	New	+$287K	0.02%	722

Other funds holding LM

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

CCP

Clarkston Capital Partners Rochester, Michigan $1.31B AUM 3.79% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

GAMCO Investors Greenwich, Connecticut $10.2B AUM 30.27% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Macquarie Group Sydney, NSW 2000, Australia $16.8B AUM 27.39% 1-Year Est. Return

First Allied Advisory Services's LM Position: Q1 2019 in Review

First Allied Advisory Services sold out of Legg Mason, Inc. (LM) in Q1 2019, closing a stake of 11,651 shares — an estimated $298K sold.

First Allied Advisory Services first reported a position in LM in Q2 2013 and held it in 22 quarters. The position peaked at $844K in Q2 2015. 322 funds tracked by Wall St. Rank hold LM as of Q1 2019.

First Allied Advisory Services reported no remaining Legg Mason, Inc. position as of Q1 2019 after selling out during the quarter.
First Allied Advisory Services sold 11,651 Legg Mason, Inc. shares in Q1 2019, an estimated $298K.
First Allied Advisory Services first reported a position in Legg Mason, Inc. in Q2 2013 and held it in 22 quarters.
First Allied Advisory Services's Legg Mason, Inc. position peaked at $844K in Q2 2015.
322 funds tracked by Wall St. Rank held Legg Mason, Inc. as of Q1 2019.

Based on First Allied Advisory Services's 13F filing for Q1 2019, filed 6 May 2019.