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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+4.58%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.72B
AUM Growth
+$463M
Cap. Flow
+$415M
Cap. Flow %
24.15%
Top 10 Hldgs %
14.92%
Holding
1,095
New
147
Increased
484
Reduced
311
Closed
92

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$23.9M
2
MBB icon
iShares MBS ETF
MBB
+$14.3M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$13.1M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$11.7M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$16.4M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.12M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$8.23M
4
RWX icon
State Street SPDR Dow Jones International Real Estate ETF
RWX
+$5.47M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$4.35M

Sector Composition

Rank Sector Weight
1 Financials 6.48%
2 Technology 6.48%
3 Healthcare 6.16%
4 Energy 5.57%
5 Industrials 4.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVY icon
401
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$730K 0.04%
30,679
+11,441
+59% +$272K
XLI icon
402
State Street Industrial Select Sector SPDR ETF
XLI
$32.8B
$727K 0.04%
15,707
+1,131
+8% +$51.2K
KKR icon
403
KKR & Co
KKR
$90.6B
$722K 0.04%
35,363
+14,543
+70% +$292K
FSD
404
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$721K 0.04%
40,411
-4,494
-10% -$77.9K
MPT
405
Medical Properties Trust
MPT
$2.75B
$720K 0.04%
59,495
-28,531
-32% -$381K
HTGC icon
406
Hercules Capital
HTGC
$3.08B
$716K 0.04%
46,181
+6,130
+15% +$88.9K
EVT icon
407
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.11B
$713K 0.04%
39,081
+12,000
+44% +$220K
EQNR icon
408
Equinor
EQNR
$97.5B
$712K 0.04%
31,377
+4,325
+16% +$94.8K
MQY icon
409
BlackRock MuniYield Quality Fund
MQY
$807M
$709K 0.04%
50,631
– –
FBT icon
410
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.79B
$708K 0.04%
11,005
+3,201
+41% +$202K
AHT
411
Ashford Hospitality Trust
AHT
$20.8M
$707K 0.04%
91
-35
-28% -$260K
RMT
412
Royce Micro-Cap Trust
RMT
$731M
$706K 0.04%
60,189
+2,831
+5% +$32.4K
CORN icon
413
Teucrium Corn Fund
CORN
$176M
$704K 0.04%
+20,981
New +$758K
KTF
414
DWS Municipal Income Trust
KTF
$347M
$696K 0.04%
55,559
+18,258
+49% +$222K
OHI icon
415
Omega Healthcare
OHI
$15.2B
$693K 0.04%
23,208
+13,366
+136% +$407K
RGC
416
DELISTED
Regal Entertainment Group
RGC
$691K 0.04%
36,450
+1,905
+6% +$35.7K
NGG icon
417
National Grid
NGG
$80.6B
$689K 0.04%
12,217
-2,246
-16% -$127K
PFN
418
PIMCO Income Strategy Fund II
PFN
$694M
$689K 0.04%
67,748
-1,167
-2% -$11.8K
IXJ icon
419
iShares Global Healthcare ETF
IXJ
$4.08B
$688K 0.04%
17,316
-16
-0.1% -$626
IP icon
420
International Paper
IP
$21.8B
$683K 0.04%
16,354
+788
+5% +$35.1K
IYJ icon
421
iShares US Industrials ETF
IYJ
$1.98B
$680K 0.04%
14,992
-5,582
-27% -$246K
AMAT icon
422
Applied Materials
AMAT
$409B
$679K 0.04%
38,527
-444
-1% -$7.09K
BWP
423
DELISTED
Boardwalk Pipeline Partners
BWP
$678K 0.04%
22,350
-2,050
-8% -$62.8K
NEE icon
424
NextEra Energy
NEE
$183B
$676K 0.04%
33,764
-580
-2% -$12K
FXH icon
425
First Trust Health Care AlphaDEX Fund
FXH
$1.04B
$673K 0.04%
15,465
+378
+3% +$15.9K
15 16
17
18 19

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FS
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NIMC
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TI
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VIM
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PS
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CT
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CAW
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First Allied Advisory Services's Q3 2013 Portfolio in Review

As of Q3 2013, First Allied Advisory Services held 1,095 positions worth $1.72B, up 37% from $1.25B the previous quarter. Its ten largest holdings account for 15% of the portfolio.

First Allied Advisory Services deployed $415M of net new capital in Q3 2013, opening 147 new positions and adding to 484 existing holdings. Its largest new stake was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.5% of assets, up from 6.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $16.4M trimmed.

  • First Allied Advisory Services's largest Q3 2013 buy was Vanguard Short-Term Inflation-Protected Securities Index Fund: 206,130 shares worth $10.1M.
  • First Allied Advisory Services added most to iShares 3-7 Year Treasury Bond ETF in Q3 2013, an estimated $23.9M increase.
  • First Allied Advisory Services's biggest Q3 2013 reduction was iShares Core S&P 500 ETF, cutting an estimated $16.4M.
  • First Allied Advisory Services fully exited ProShares Ultra S&P500 in Q3 2013, selling an estimated $9.12M.
  • First Allied Advisory Services's ten largest holdings make up 15% of its $1.72B portfolio in Q3 2013.
  • First Allied Advisory Services opened 147 new positions and closed 92 in Q3 2013.
  • First Allied Advisory Services's portfolio value rose 37% quarter-over-quarter to $1.72B.

Based on First Allied Advisory Services's 13F filing for Q3 2013, filed 7 Nov 2013.