First Allied Advisory Services’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

First Allied Advisory Services’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-26,316	Closed	-$468K	–	1078
2014 Q1	$468K	Sell	26,316 -100	-0.4%	-$1.76K	0.04%	544
2013 Q4	$455K	Sell	26,416 -13,995	-35%	-$243K	0.04%	529
2013 Q3	$721K	Sell	40,411 -4,494	-10%	-$77.9K	0.04%	404
2013 Q2	$801K	Buy	+44,905	New	+$832K	0.06%	321

Other funds holding FSD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

1832 Asset Management Toronto, Ontario, Canada $109B AUM 35.56% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

First Allied Advisory Services's FSD Position: Q2 2014 in Review

First Allied Advisory Services sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q2 2014, closing a stake of 26,316 shares — an estimated $468K sold.

First Allied Advisory Services first reported a position in FSD in Q2 2013 and held it in 4 quarters. The position peaked at $801K in Q2 2013. 59 funds tracked by Wall St. Rank hold FSD as of Q2 2014.

First Allied Advisory Services reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q2 2014 after selling out during the quarter.
First Allied Advisory Services sold 26,316 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q2 2014, an estimated $468K.
First Allied Advisory Services first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q2 2013 and held it in 4 quarters.
First Allied Advisory Services's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $801K in Q2 2013.
59 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q2 2014.

Based on First Allied Advisory Services's 13F filing for Q2 2014, filed 14 Aug 2014.