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FAAS

First Allied Advisory Services Portfolio holdings

AUM $2.98B
1-Year Est. Return 15.89%
This Fund
S&P 500
This Quarter Est. Return
+2.19%
1 Year Est. Return
+15.89%
3 Year Est. Return
+33.5%
5 Year Est. Return
+71.76%
10 Year Est. Return
–
AUM
$1.33B
AUM Growth
+$84.4M
Cap. Flow
+$63.5M
Cap. Flow %
4.77%
Top 10 Hldgs %
14.46%
Holding
1,084
New
137
Increased
489
Reduced
323
Closed
82

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$26M
2
UWM icon
ProShares Ultra Russell2000
UWM
+$13.5M
3
VER
VEREIT, Inc.
VER
+$9.07M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$6.26M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$5.99M

Top Sells

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$24.6M
2
MVV icon
ProShares Ultra MidCap400
MVV
+$14.1M
3
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$6.21M
4
CYB
WisdomTree Chinese Yuan Strategy Fund
CYB
+$3.97M
5
PTH icon
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
+$3.78M

Sector Composition

Rank Sector Weight
1 Technology 6.39%
2 Healthcare 6.17%
3 Energy 6.17%
4 Financials 5.97%
5 Industrials 4.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EINC icon
351
VanEck Energy Income ETF
EINC
$102M
$832K 0.06%
3,106
+1,037
+50% +$284K
CQP icon
352
Cheniere Energy
CQP
$31.8B
$826K 0.06%
27,553
– –
EWX icon
353
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$662M
$822K 0.06%
17,229
-464
-3% -$21.1K
GS icon
354
Goldman Sachs
GS
$313B
$820K 0.06%
5,019
+838
+20% +$141K
HPQ icon
355
HP
HPQ
$23.5B
$819K 0.06%
56,184
+23,216
+70% +$312K
PTY icon
356
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$818K 0.06%
45,598
+9,500
+26% +$174K
RWX icon
357
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$816K 0.06%
19,955
-7,380
-27% -$300K
EMN icon
358
Eastman Chemical
EMN
$7.8B
$813K 0.06%
9,384
+4,171
+80% +$342K
FLTR icon
359
VanEck IG Floating Rate ETF
FLTR
$2.94B
$809K 0.06%
32,365
+2,859
+10% +$71.4K
ZF
360
DELISTED
Virtus Total Return Fund Inc.
ZF
$802K 0.06%
52,657
-693
-1% -$10.1K
TWO
361
Two Harbors Investment
TWO
$1.27B
$801K 0.06%
9,723
+20
+0.2% +$1.61K
PHK
362
PIMCO High Income Fund
PHK
$861M
$794K 0.06%
63,963
+3,400
+6% +$41.6K
AMAT icon
363
Applied Materials
AMAT
$426B
$787K 0.06%
38,980
+728
+2% +$13.4K
APO icon
364
Apollo Global Management
APO
$70.7B
$786K 0.06%
24,689
+40
+0.2% +$1.3K
IWN icon
365
iShares Russell 2000 Value ETF
IWN
$14.4B
$786K 0.06%
7,846
-1,134
-13% -$112K
DTV
366
DELISTED
DIRECTV COM STK (DE)
DTV
$783K 0.06%
10,216
+77
+0.8% +$5.64K
VHT icon
367
Vanguard Health Care ETF
VHT
$18.2B
$780K 0.06%
7,296
-10,877
-60% -$1.15M
NTX
368
DELISTED
Nuveen Texas Quality Municipal Income Fund
NTX
$780K 0.06%
57,325
+216
+0.4% +$2.89K
CZA icon
369
Invesco Zacks Mid-Cap ETF
CZA
$188M
$778K 0.06%
16,736
+5,922
+55% +$268K
VDC icon
370
Vanguard Consumer Staples ETF
VDC
$7.86B
$776K 0.06%
7,016
+498
+8% +$53.6K
SCHD icon
371
Schwab US Dividend Equity ETF
SCHD
$102B
$775K 0.06%
62,889
+22,710
+57% +$272K
SRLN icon
372
State Street Blackstone Senior Loan ETF
SRLN
$5.31B
$774K 0.06%
+15,281
New +$765K
ETR icon
373
Entergy
ETR
$54.1B
$773K 0.06%
23,094
+11,096
+92% +$351K
BDJ icon
374
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.7B
$765K 0.06%
95,969
-1,000
-1% -$7.84K
PSEC icon
375
Prospect Capital
PSEC
$1.06B
$765K 0.06%
70,606
+43,868
+164% +$485K
13 14
15
16 17

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WAM
Wealthspire Advisors (Maryland) Potomac, Maryland $2.84B AUM 10.91% 1-Year Est. Return
FS
Feinberg Stephen $2.61B AUM 15.12% 1-Year Est. Return
NIMC
NWQ Investment Management Company Los Angeles, California $2.22B AUM 6.84% 1-Year Est. Return
TI
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VIM
Veritas Investment Management London, United Kingdom $1.65B AUM 25.54% 1-Year Est. Return
PS
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CT
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CAW
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First Allied Advisory Services's Q1 2014 Portfolio in Review

As of Q1 2014, First Allied Advisory Services held 1,084 positions worth $1.33B, up 6.8% from $1.25B the previous quarter. Its ten largest holdings account for 14% of the portfolio.

First Allied Advisory Services deployed $63.5M of net new capital in Q1 2014, opening 137 new positions and adding to 489 existing holdings. Its largest new stake was ProShares Ultra Russell2000: 636,308 shares worth $13.7M.

By sector, the portfolio is most concentrated in Technology at 6.4% of assets, down from 7% a quarter earlier, followed by Healthcare and Energy.

On the sell side, the largest reduction was iShares Core S&P Mid-Cap ETF, an estimated $24.6M trimmed.

  • First Allied Advisory Services's largest Q1 2014 buy was ProShares Ultra Russell2000: 636,308 shares worth $13.7M.
  • First Allied Advisory Services added most to iShares Russell 2000 ETF in Q1 2014, an estimated $26M increase.
  • First Allied Advisory Services's biggest Q1 2014 reduction was iShares Core S&P Mid-Cap ETF, cutting an estimated $24.6M.
  • First Allied Advisory Services fully exited ProShares Ultra MidCap400 in Q1 2014, selling an estimated $14.1M.
  • First Allied Advisory Services's ten largest holdings make up 14% of its $1.33B portfolio in Q1 2014.
  • First Allied Advisory Services opened 137 new positions and closed 82 in Q1 2014.
  • First Allied Advisory Services's portfolio value rose 6.8% quarter-over-quarter to $1.33B.

Based on First Allied Advisory Services's 13F filing for Q1 2014, filed 15 May 2014.